Political Contributions

View disclosures in connection with political contributions made by dealers and municipal advisors to municipal entity officials, state and local political parties, and bond ballot referendum committees. Click on a submission ID to download a document. Learn more about political contribution disclosures.

Political Contributions by Dealer/Municipal Advisor

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter a full or partial dealer or municipal advisor name and click the green arrow. Large searches may take several minutes to complete. Click the Search button on the right to enter additional criteria to narrow down your search.

No. to Display: Total Record Count: 25
Submission IDMSRB IDDealer/Municipal AdvisorDate ReceivedYearQuarterForm Type
ER854156 K0275 G.L. Hicks Financial, LLC 11/21/2017 2017 3 G-37
ER853356 A0455 Oppenheimer & Co. Inc. 11/17/2017 2017 3 Amendment
ER853000 A4437 Signator Investors Inc. 11/17/2017 2017 3 G-37
ER852587 K0134 Specialized Public Finance Inc. 11/17/2017 2017 3 G-37
ER851540 A1313 Stifel, Nicolaus & Company,Inc 11/15/2017 2017 3 Amendment
ER851478 A1335 Sweney Cartwright & Co. 11/15/2017 2017 3 G-37
ES835569 A7093 First Southern Securities, LLC 11/14/2017 2017 3 G-37
ES835521 A5665 Putnam Retail Management Limited Partnership 11/14/2017 2017 3 Amendment
ES835331 A5361 AdCap Securities, LLC. 11/14/2017 2017 2 G-37
ES834748 A5959 National Alliance Securities, LLC 11/13/2017 2017 3 G-37
ES834485 A5341 TIAA -CREF Indivdl Inst'l Svcs, LLC 11/10/2017 2017 3 G-37
ES833574 A0668 JJB Hilliard, WL Lyons, LLC 11/08/2017 2017 2 Amendment
EP803887 A4080 Winslow, Evans & Crocker, Inc. 11/08/2017 2017 3 G-37
EP803851 K0808 RTM Asset Management LLC 11/08/2017 2017 3 G-37
EP803633 K0737 National Healthcare Capital LLC 11/07/2017 2017 3 G-37
ES833245 K1006 Trilogy Consulting, LLC 11/07/2017 2017 3 G-37
ES833115 K1034 RSI Group LLC 11/06/2017 2017 1 G-37
ES833116 K1034 RSI Group LLC 11/06/2017 2017 2 G-37
ES833119 K1034 RSI Group LLC 11/06/2017 2017 3 G-37
ES833064 K0495 Government Capital Management, LLC 11/06/2017 2017 2 G-37
ES833066 K0495 Government Capital Management, LLC 11/06/2017 2017 3 G-37
ES832569 K0153 Kensington Capital Advisors, LLC 11/03/2017 2017 3 G-37
ER851061 K0514 Sperry Capital Inc. 11/02/2017 2017 3 G-37
ES832055 K0446 Moody Reid Financial Advisors 11/02/2017 2017 3 G-37
ES832054 K0446 Moody Reid Financial Advisors 11/02/2017 2017 2 G-37
Political Contributions Search

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter one or more values below and then press the Search button. Some fields below are optional but you must provide some search criteria.
Large searches may take several minutes to complete.

Dealer/Municipal Advisor Name:
MSRB ID:
Form Type:
Enter a range for the quarter(s) and year(s) for which the forms were submitted.
The range begins in the quarter of the "Year From" field and ends in the quarter of the "Year To" field.
Quarter / Year: -
Enter a range for the dates for which the forms were received by the MSRB.
Receive dates do NOT reflect the quarters for which the forms were submitted.
Date Received: -