Electronic Municipal Market Access


Political Contributions

View disclosures in connection with political contributions made by dealers and municipal advisors to municipal entity officials, state and local political parties, and bond ballot referendum committees. Click on a submission ID to download a document. Learn more about political contribution disclosures.

Political Contributions by Dealer/Municipal Advisor

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter a full or partial dealer or municipal advisor name and click the green arrow. Large searches may take several minutes to complete. Click the Search button on the right to enter additional criteria to narrow down your search.

No. to Display: Total Record Count: 25
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Submission IDMSRB IDDealer/Municipal AdvisorDate ReceivedYearQuarterForm Type
ER1001255 K1256 Kosmont Transactions Services, Inc. 01/17/2020 2019 4 G-37
ER1001272 K0160 Forsyth Street Advisors LLC 01/17/2020 2019 4 G-37
ER1001219 A4105 Melvin Securities, LLC 01/17/2020 2018 4 G-37
ER1001149 A0980 Mesirow Financial Inc 01/17/2020 2019 4 Amendment
ER1001142 A0862 RF Lafferty and Company 01/17/2020 G-37x
ER1001140 A0862 RF Lafferty and Company 01/17/2020 G-37x
ER1001121 K0322 UNION BANK & TRUST CO /NE/ 01/17/2020 2019 4 G-37
ER1000581 K1137 Pickwick Capital Partners, LLC 01/17/2020 2019 4 G-37
ER1000980 A0980 Mesirow Financial Inc 01/17/2020 2019 4 G-37
ER1000990 K0499 Reedy Financial Group P.C. 01/17/2020 2019 4 G-37
ER1000968 A3302 Financial Northeastern Sec.Inc 01/17/2020 G-37x
ER1000950 K0423 Municipal Advisors Group of Boston, Inc. 01/17/2020 2019 4 G-37
ER1000929 K0138 cfX Inc 01/17/2020 2019 4 G-37
ES1025010 A7525 CHURCHILL STATESIDE SECURITIES, LLC. 01/17/2020 2019 4 G-37
ER1000864 K0271 Susquehanna Group Advisors, Inc. 01/17/2020 2019 4 G-37
ER1000714 K0309 Ponder & Co. 01/16/2020 2019 4 G-37
ER1000687 A5412 Government Capital Securities Corporation 01/16/2020 2019 4 G-37
ER1000706 A7495 American Veterans Group, PBC 01/16/2020 2019 4 G-37
ER1000589 K0228 National Minority Consultants, Inc. 01/16/2020 2019 4 G-37
ER1000583 K0526 Capital Markets Management, L.L.C. 01/16/2020 2019 3 Amendment
ER1000533 K0583 Bridgeport Partners, LLC 01/16/2020 2019 4 G-37
ES1024847 K0378 O. W. Krohn & Associates LLP 01/16/2020 2019 4 G-37
ER1000312 A0137 Prospera Financial Services, Inc. 01/16/2020 2019 4 G-37
ER999759 A1218 Roosevelt & Cross Incorporated 01/16/2020 2019 4 G-37
ER1000230 A3945 Presidential Brokerage, Inc. 01/16/2020 G-37x
Political Contributions Search

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter one or more values below and then press the Search button. Some fields below are optional but you must provide some search criteria.
Large searches may take several minutes to complete.

Dealer/Municipal Advisor Name:
MSRB ID:
Form Type:
Enter a range for the quarter(s) and year(s) for which the forms were submitted.
The range begins in the quarter of the "Year From" field and ends in the quarter of the "Year To" field.
Quarter / Year: -
Enter a range for the dates for which the forms were received by the MSRB.
Receive dates do NOT reflect the quarters for which the forms were submitted.
Date Received: -
 

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EMMA is a service of the Municipal Securities Rulemaking Board, which protects investors, state and local governments, and the public interest. Portions of EMMA data provided by Standard & Poor’s Securities Evaluations, Inc., CUSIP Global Services & American Bankers Association.

Ratings data are provided by the following and are reprinted with permission, and copyright notices for the respective owners are as follows: Copyright © 2020, Fitch, Inc. All rights reserved. Copyright © 2020, Kroll Bond Rating Agency, Inc., and/or its licensors and affiliates (together, "KBRA"). All rights reserved. Copyright © 2020, Moody's Corporation, Moody's Investors Service, Inc., Moody's Analytics, Inc. and/or their licensors and affiliates (collectively, "MOODY'S"). All rights reserved. Copyright © 2020, Standard and Poor’s Financial Services LLC. All rights reserved.

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