Political Contributions

View disclosures in connection with political contributions made by dealers and municipal advisors to municipal entity officials, state and local political parties, and bond ballot referendum committees. Click on a submission ID to download a document. Learn more about political contribution disclosures.

Political Contributions by Dealer/Municipal Advisor

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter a full or partial dealer or municipal advisor name and click the green arrow. Large searches may take several minutes to complete. Click the Search button on the right to enter additional criteria to narrow down your search.

No. to Display: Total Record Count: 25
Submission IDMSRB IDDealer/Municipal AdvisorDate ReceivedYearQuarterForm Type
ES860986 B0474 Wells Fargo Bank, N.A. Municipal Products Group 02/16/2018 2017 3 Amendment
ES859378 K1215 Community Concepts Group, Inc. 02/14/2018 2016 4 G-37
ES859382 K1215 Community Concepts Group, Inc. 02/14/2018 2017 2 G-37
ES859387 K1215 Community Concepts Group, Inc. 02/14/2018 2017 3 G-37
ES859377 K1215 Community Concepts Group, Inc. 02/14/2018 2016 3 G-37
ES859395 A1126 Piper Jaffray & Co. 02/14/2018 2017 1 Amendment
ES859397 A1126 Piper Jaffray & Co. 02/14/2018 2017 2 Amendment
ES859398 A1126 Piper Jaffray & Co. 02/14/2018 2017 3 Amendment
ES859379 K1215 Community Concepts Group, Inc. 02/14/2018 2017 1 G-37
ES859117 K0102 DIXWORKS LLC 02/13/2018 2017 4 G-37
ES859019 K0285 Concord Public Financial Advisors, Inc. 02/13/2018 2017 4 G-37
ES858806 A3631 Estrada Hinojosa & Co., Inc. 02/13/2018 2017 4 Amendment
ES857293 A5571 USCA Securities LLC 02/09/2018 2017 1 Amendment
ES857294 A5571 USCA Securities LLC 02/09/2018 2017 2 Amendment
ES857296 A5571 USCA Securities LLC 02/09/2018 2017 3 Amendment
ES857332 K0872 USCA Municipal Advisors LLC 02/09/2018 2016 4 G-37
ES857331 K0872 USCA Municipal Advisors LLC 02/09/2018 2016 3 G-37
ES857334 K0872 USCA Municipal Advisors LLC 02/09/2018 2017 2 G-37
ES857333 K0872 USCA Municipal Advisors LLC 02/09/2018 2017 1 G-37
ES857336 K0872 USCA Municipal Advisors LLC 02/09/2018 2017 3 G-37
ES857292 A5571 USCA Securities LLC 02/09/2018 2016 4 Amendment
ES857290 A5571 USCA Securities LLC 02/09/2018 2016 3 Amendment
ES857222 A0775 BC Ziegler and Company 02/09/2018 2017 4 G-37
ES856895 A2055 Selkirk Investments, Inc. 02/09/2018 G-37x
ER875155 A4080 Winslow, Evans & Crocker, Inc. 02/06/2018 2017 4 G-37
Political Contributions Search

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter one or more values below and then press the Search button. Some fields below are optional but you must provide some search criteria.
Large searches may take several minutes to complete.

Dealer/Municipal Advisor Name:
MSRB ID:
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The range begins in the quarter of the "Year From" field and ends in the quarter of the "Year To" field.
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Enter a range for the dates for which the forms were received by the MSRB.
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