Electronic Municipal Market Access


Political Contributions

View disclosures in connection with political contributions made by dealers and municipal advisors to municipal entity officials, state and local political parties, and bond ballot referendum committees. Click on a submission ID to download a document. Learn more about political contribution disclosures.

Political Contributions by Dealer/Municipal Advisor

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter a full or partial dealer or municipal advisor name and click the green arrow. Large searches may take several minutes to complete. Click the Search button on the right to enter additional criteria to narrow down your search.

No. to Display: Total Record Count: 25
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Submission IDMSRB IDDealer/Municipal AdvisorDate ReceivedYearQuarterForm Type
ER966512 K1097 Robert Kuo Consulting, LLC 09/18/2019 2019 2 G-37
ES1002058 A1006 The GMS Group, LLC 09/12/2019 2018 1 Amendment
ES1002049 A1006 The GMS Group, LLC 09/12/2019 2018 3 Amendment
ES1003536 K1144 Olsen Fredrick Harley 09/10/2019 2019 2 G-37
ES1003402 K1200 Isosceles & Company 09/10/2019 2019 2 G-37
ES1003039 K0243 Northwest Municipal Advisors, Inc. 09/05/2019 2019 2 G-37
ES1003014 K0243 Northwest Municipal Advisors, Inc. 09/05/2019 2019 1 G-37
ER965624 A7549 Johnstone Brokerage Services, LLC 09/05/2019 G-37x
ES1002056 A4080 Winslow, Evans & Crocker, Inc. 08/30/2019 2019 2 G-37
ER964149 A6198 Brandis Tallman LLC 08/26/2019 2019 2 G-37
ER963988 K1195 MW Financial Advisory Services LLC 08/26/2019 2019 1 G-37
ER963987 K1195 MW Financial Advisory Services LLC 08/26/2019 2019 2 G-37
ER961827 A0079 Robert W Baird & Co., Inc. 08/22/2019 2019 1 Amendment
ER961966 A4071 L.J. Hart & Company 08/18/2019 2019 2 G-37
ER960366 K1113 Special Districts Association of Oregon Advisory Services LLC 08/12/2019 2019 2 G-37
ER960342 A1037 Martin Nelson & Co., Inc. 08/12/2019 2019 2 G-37
ER960330 A5948 Axos Clearing, LLC 08/12/2019 2019 2 G-37
ER960022 A1335 Sweney Cartwright & Co. 08/12/2019 2019 2 G-37
ES998985 K0503 TKG & Associates LLC 08/07/2019 2019 2 G-37
ES998974 K0503 TKG & Associates LLC 08/07/2019 2019 1 G-37
ER956857 A4418 SMBC Nikko Securities America, Inc. 08/06/2019 2019 2 G-37
ES998389 K1103 Sustainable Capital Advisors, LLC 08/05/2019 2019 2 G-37
ES998330 K0514 Sperry Capital Inc. 08/05/2019 2019 2 G-37
ES998287 A6983 Penserra Securities LLC 08/05/2019 2019 2 G-37
ES998153 A3533 Scully Capital Securities Corp. 08/05/2019 2019 2 Amendment
Political Contributions Search

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter one or more values below and then press the Search button. Some fields below are optional but you must provide some search criteria.
Large searches may take several minutes to complete.

Dealer/Municipal Advisor Name:
MSRB ID:
Form Type:
Enter a range for the quarter(s) and year(s) for which the forms were submitted.
The range begins in the quarter of the "Year From" field and ends in the quarter of the "Year To" field.
Quarter / Year: -
Enter a range for the dates for which the forms were received by the MSRB.
Receive dates do NOT reflect the quarters for which the forms were submitted.
Date Received: -
 

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EMMA is a service of the Municipal Securities Rulemaking Board, which protects investors, state and local governments, and the public interest. Portions of EMMA data provided by Standard & Poor’s Securities Evaluations, Inc., CUSIP Global Services & American Bankers Association.

Ratings data are provided by the following and are reprinted with permission, and copyright notices for the respective owners are as follows: Copyright © 2019, Fitch, Inc. All rights reserved. Copyright © 2019, Kroll Bond Rating Agency, Inc., and/or its licensors and affiliates (together, "KBRA"). All rights reserved. Copyright © 2019, Moody's Corporation, Moody's Investors Service, Inc., Moody's Analytics, Inc. and/or their licensors and affiliates (collectively, "MOODY'S"). All rights reserved. Copyright © 2019, Standard and Poor’s Financial Services LLC. All rights reserved.

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