Political Contributions

View disclosures in connection with political contributions made by dealers and municipal advisors to municipal entity officials, state and local political parties, and bond ballot referendum committees. Click on a submission ID to download a document. Learn more about political contribution disclosures.

Political Contributions by Dealer/Municipal Advisor

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter a full or partial dealer or municipal advisor name and click the green arrow. Large searches may take several minutes to complete. Click the Search button on the right to enter additional criteria to narrow down your search.

No. to Display: Total Record Count: 25
Submission IDMSRB IDDealer/Municipal AdvisorDate ReceivedYearQuarterForm Type
ER824545 K0547 CSG Advisors Incorporated 04/28/2017 2017 1 G-37
ER824542 K0221 Cumberland Partners LLC 04/28/2017 2017 1 G-37
ER824527 K0611 Blue Rose Capital Advisors, LLC 04/28/2017 2017 1 G-37
ER824517 K0236 Municipal Finance Services, Inc. 04/28/2017 2017 1 G-37
ER824516 K0946 Millco Advisors, LP 04/28/2017 2017 1 G-37
ER824508 A1562 National Financial Services LLC 04/28/2017 2017 1 G-37
ER824505 K0293 Stanley P. Stone & Associates, Inc. 04/28/2017 2017 1 G-37
ER824502 K0946 Millco Advisors, LP 04/28/2017 2016 4 Amendment
ER824498 K0336 Harrell & Company Advisors, LLC 04/28/2017 2017 1 G-37
ER824486 K0371 Stephen L. Smith Corp. 04/28/2017 2017 1 G-37
ER824473 B0300 ZB, N.A/MSD 04/28/2017 2017 1 G-37
ER824461 A7181 FFC Capital Advisors, LLC 04/28/2017 2017 1 G-37
ER824457 K1151 KNN Public Finance, LLC 04/28/2017 2017 1 G-37
ER824450 A0748 Duncan-Williams, Inc. 04/28/2017 2017 1 G-37
ER824449 A4605 Securities Capital Corporation 04/28/2017 2017 1 G-37
ER824440 K0786 Eastshore Consulting LLC 04/28/2017 2017 1 G-37
ER824432 K0479 AKF Consulting LLC 04/28/2017 2017 1 G-37
ER824406 A5846 OppenheimerFunds Distributor Inc. 04/28/2017 2017 1 G-37
ER824400 A1012 Morgan Stanley & Co. LLC 04/28/2017 2017 1 G-37
ER824398 A2940 Prager & Co., LLC 04/28/2017 2017 1 G-37
ER824378 A0079 Robert W Baird & Co., Inc. 04/28/2017 2017 1 G-37
ER824376 A3543 Ross, Sinclaire & Associates, LLC 04/28/2017 2017 1 G-37
ER824326 A0516 Folger Nolan Fleming Douglas 04/28/2017 2017 1 G-37
ER824358 A0137 Prospera Financial Services, Inc. 04/28/2017 2017 1 G-37
ER824355 K1169 CFW Advisory Services, LLC 04/28/2017 2017 1 G-37
Political Contributions Search

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter one or more values below and then press the Search button. Some fields below are optional but you must provide some search criteria.
Large searches may take several minutes to complete.

Dealer/Municipal Advisor Name:
MSRB ID:
Form Type:
Enter a range for the quarter(s) and year(s) for which the forms were submitted.
The range begins in the quarter of the "Year From" field and ends in the quarter of the "Year To" field.
Quarter / Year: -
Enter a range for the dates for which the forms were received by the MSRB.
Receive dates do NOT reflect the quarters for which the forms were submitted.
Date Received: -