Electronic Municipal Market Access


Political Contributions

View disclosures in connection with political contributions made by dealers and municipal advisors to municipal entity officials, state and local political parties, and bond ballot referendum committees. Click on a submission ID to download a document. Learn more about political contribution disclosures.

Political Contributions by Dealer/Municipal Advisor

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter a full or partial dealer or municipal advisor name and click the green arrow. Large searches may take several minutes to complete. Click the Search button on the right to enter additional criteria to narrow down your search.

No. to Display: Total Record Count: 25
Download Adobe Reader
Submission IDMSRB IDDealer/Municipal AdvisorDate ReceivedYearQuarterForm Type
ER979077 A5361 AdCap Securities, LLC. 11/20/2019 2019 3 G-37
ER977746 K0376 W J Fawell LLC 11/17/2019 2019 3 G-37
ES1018698 K1057 p3point 11/14/2019 2019 3 G-37
ES1017956 A6983 Penserra Securities LLC 11/13/2019 2019 3 G-37
ES1017543 A6322 The Williams Capital Group, L.P. 11/12/2019 2019 3 G-37
ER976610 A4080 Winslow, Evans & Crocker, Inc. 11/08/2019 2019 3 G-37
ER975907 K0583 Bridgeport Partners, LLC 11/07/2019 2019 3 G-37
ES1016646 A7115 Drexel Hamilton, LLC 11/06/2019 2019 3 G-37
ES1016726 K0479 AKF Consulting LLC 11/06/2019 2019 3 Amendment
ES1016528 K1110 Standard International Group Inc. 11/06/2019 2019 3 G-37
ES1016527 K1110 Standard International Group Inc. 11/06/2019 2019 2 G-37
ES1016035 K0495 Government Capital Management, LLC 11/05/2019 2019 3 G-37
ES1014699 K0863 Rockmill Financial Consulting, LLC 11/05/2019 2019 3 G-37
ES1015142 K0952 Excelsior Capital Advisory Services LLC 11/02/2019 2019 3 G-37
ES1015086 K0459 Springsted Investment Advisors Incorporated 11/01/2019 2019 3 G-37
ES1015081 K0457 Springsted Incorporated 11/01/2019 2019 3 G-37
ES1014691 K0580 Ascension Capital Enterprises, LLC 11/01/2019 2019 3 G-37
ES1014605 K0153 Kensington CA, LLC 11/01/2019 2019 3 G-37
ES1014245 K1027 Baker Tilly Municipal Advisors, LLC 10/31/2019 2019 3 G-37
ES1014214 A4303 Great Pacific Securities 10/31/2019 2019 3 G-37
ES1014212 K1151 KNN Public Finance, LLC 10/31/2019 2019 3 G-37
ES1011917 K0105 Bradley Payne LLC 10/31/2019 2019 3 G-37
ES1014197 K0216 Kaufman, Hall & Associates, LLC 10/31/2019 2019 3 G-37
ES1013764 K0371 Stephen L. Smith Corp. 10/31/2019 2019 3 G-37
ES1014198 K0345 Western Financial Group, LLC 10/31/2019 2019 3 G-37
Political Contributions Search

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter one or more values below and then press the Search button. Some fields below are optional but you must provide some search criteria.
Large searches may take several minutes to complete.

Dealer/Municipal Advisor Name:
MSRB ID:
Form Type:
Enter a range for the quarter(s) and year(s) for which the forms were submitted.
The range begins in the quarter of the "Year From" field and ends in the quarter of the "Year To" field.
Quarter / Year: -
Enter a range for the dates for which the forms were received by the MSRB.
Receive dates do NOT reflect the quarters for which the forms were submitted.
Date Received: -
 

© 2019 Municipal Securities Rulemaking Board (MSRB)

EMMA is a service of the Municipal Securities Rulemaking Board, which protects investors, state and local governments, and the public interest. Portions of EMMA data provided by Standard & Poor’s Securities Evaluations, Inc., CUSIP Global Services & American Bankers Association.

Ratings data are provided by the following and are reprinted with permission, and copyright notices for the respective owners are as follows: Copyright © 2019, Fitch, Inc. All rights reserved. Copyright © 2019, Kroll Bond Rating Agency, Inc., and/or its licensors and affiliates (together, "KBRA"). All rights reserved. Copyright © 2019, Moody's Corporation, Moody's Investors Service, Inc., Moody's Analytics, Inc. and/or their licensors and affiliates (collectively, "MOODY'S"). All rights reserved. Copyright © 2019, Standard and Poor’s Financial Services LLC. All rights reserved.

  • 1.0.8491-243-S