Municipal Securities Rulemaking Board::EMMA

Political Contributions

View disclosures in connection with political contributions made by dealers and municipal advisors to municipal entity officials, state and local political parties, and bond ballot referendum committees. Click on a submission ID to download a document. Learn more about political contribution disclosures.

Political Contributions by Dealer/Municipal Advisor

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter a full or partial dealer or municipal advisor name and click the green arrow. Large searches may take several minutes to complete. Click the Search button on the right to enter additional criteria to narrow down your search.

Dealer/Municipal Advisor Name:

No. to Display: Total Record Count: 25

Submission ID	MSRB ID	Dealer/Municipal Advisor	Date Received	Year	Quarter	Form Type
ES922044	K0264	Public Advisory Consultants, Inc.	08/15/2018	2018	2	G-37
ES921588	K0681	Municipal Advisor Solutions, LLC	08/14/2018	2018	2	G-37
ES920489	A4080	Winslow, Evans & Crocker, Inc.	08/10/2018	2018	2	G-37
ES920388	K0388	JCRA Financial LLC	08/10/2018	2018	2	G-37
ES920232	A4639	Capital Financial Services,Inc	08/10/2018	2018	2	G-37
ES920218	A4639	Capital Financial Services,Inc	08/10/2018	2018	1	G-37
ES919949	A7406	Tribal Capital Markets, LLC	08/09/2018	2018	2	G-37
ES919833	K0653	Bretwood Capital Partners	08/08/2018	2018	2	G-37
ES919831	K0653	Bretwood Capital Partners	08/08/2018	2018	1	G-37
ES919789	A1007	Moors & Cabot, Inc.	08/08/2018	2018	2	G-37
ES919785	A1007	Moors & Cabot, Inc.	08/08/2018	2018	1	G-37
ES919681	A2938	Guzman & Company	08/08/2018			G-37x
ES919679	A2938	Guzman & Company	08/08/2018	2018	2	G-37
ES919599	K0160	Forsyth Street Advisors LLC	08/08/2018	2018	2	G-37
ES919558	K0514	Sperry Capital Inc.	08/07/2018	2018	2	G-37
ES919434	A2790	Roberts & Ryan Investments Inc	08/07/2018	2018	1	G-37
ES919432	A2790	Roberts & Ryan Investments Inc	08/07/2018	2018	2	G-37
ES919216	A5948	COR Clearing, LLC	08/06/2018	2018	2	G-37
ES919209	K0228	National Minority Consultants, Inc.	08/06/2018	2018	2	G-37
ES918740	K0746	Brown Advisory LLC	08/03/2018	2018	2	G-37
ES918735	K0746	Brown Advisory LLC	08/03/2018	2018	1	G-37
ES918687	A7327	INTL FCSTONE FINANCIAL INC.	08/03/2018	2018	2	G-37
ES918476	A5953	Sturdivant & Co., Inc.	08/02/2018	2018	2	G-37
ER888543	A7132	MBS Capital Markets, LLC	08/02/2018	2017	4	Amendment
ER888527	A7132	MBS Capital Markets, LLC	08/02/2018	2017	3	Amendment

Political Contributions Search

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter one or more values below and then press the Search button. Some fields below are optional but you must provide some search criteria.
Large searches may take several minutes to complete.

Dealer/Municipal Advisor Name:
MSRB ID:
Form Type:

Enter a range for the quarter(s) and year(s) for which the forms were submitted. The range begins in the quarter of the "Year From" field and ends in the quarter of the "Year To" field.
Quarter / Year: -

Enter a range for the dates for which the forms were received by the MSRB. Receive dates do NOT reflect the quarters for which the forms were submitted.
Date Received:			-

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Political Contributions