Political Contributions

View disclosures in connection with political contributions made by dealers and municipal advisors to municipal entity officials, state and local political parties, and bond ballot referendum committees. Click on a submission ID to download a document. Learn more about political contribution disclosures.

Political Contributions by Dealer/Municipal Advisor

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter a full or partial dealer or municipal advisor name and click the green arrow. Large searches may take several minutes to complete. Click the Search button on the right to enter additional criteria to narrow down your search.

No. to Display: Total Record Count: 25
Submission IDMSRB IDDealer/Municipal AdvisorDate ReceivedYearQuarterForm Type
P21429591 A0365 DA Davidson & Company 02/12/2025 2024 3 Amendment
P21429583 A0365 DA Davidson & Company 02/12/2025 2024 2 Amendment
P21429577 A0365 DA Davidson & Company 02/12/2025 2024 1 Amendment
P21427000 A6973 North South Capital, LLC 02/06/2025 2024 4 G-37
P21426011 A7104 Clean Energy Capital Securities LLC 02/04/2025 2024 2 G-37
P21426009 A7104 Clean Energy Capital Securities LLC 02/04/2025 2024 3 G-37
P21426006 A7104 Clean Energy Capital Securities LLC 02/04/2025 2024 4 G-37
P21425344 A4199 Riedl First Securities Co. of Kansas 02/03/2025 2024 4 G-37
P21425247 A6497 First Public, LLC 02/03/2025 2024 4 G-37
P11382037 K0214 Caldwell Flores Winters, Inc 01/31/2025 2024 4 G-37
P11382051 K1169 CFW Advisory Services, LLC 01/31/2025 2024 4 G-37
P11382005 A6230 Western Growers Financial Services 01/31/2025 2024 4 G-37
P11381896 K1277 PFM CALIFORNIA ADVISORS LLC 01/31/2025 2024 4 G-37
P11381886 K0949 PFM Swap Advisors LLC 01/31/2025 2024 4 G-37
P11381794 K1162 PFM Financial Advisors LLC 01/31/2025 2024 4 G-37
P11381716 A7050 Caldwell Sutter Capital, Inc. 01/31/2025 2024 4 G-37
P11381747 K1336 TenSquare LLC 01/31/2025 2024 4 G-37
P11381711 A6991 Rockfleet Financial Services, Inc. 01/31/2025 2024 4 G-37
P11381513 K0276 Fieldman, Rolapp & Associates, Inc. 01/31/2025 2024 4 G-37
P11381688 K0810 Independent Public Advisors, LLC 01/31/2025 2024 4 G-37
P11381685 A1555 POPULAR SECURITIES, LLC 01/31/2025 2024 4 G-37
P11381649 A1172 Raymond James & Assoc., Inc. 01/31/2025 2024 4 G-37
P11381566 A0516 Folger Nolan Fleming Douglas 01/31/2025 2024 4 G-37
P11381535 K1256 Kosmont Transactions Services, Inc. 01/31/2025 2024 4 G-37
P11381541 K0362 CapM Funding 01/31/2025 2024 4 G-37
Political Contributions Search

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter one or more values below and then press the Search button. Some fields below are optional but you must provide some search criteria.
Large searches may take several minutes to complete.

Dealer/Municipal Advisor Name:
MSRB ID:
Form Type:
Enter a range for the quarter(s) and year(s) for which the forms were submitted.
The range begins in the quarter of the "Year From" field and ends in the quarter of the "Year To" field.
Quarter / Year: -
Enter a range for the dates for which the forms were received by the MSRB.
Receive dates do NOT reflect the quarters for which the forms were submitted.
Date Received: -