Electronic Municipal Market Access


Political Contributions

View disclosures in connection with political contributions made by dealers and municipal advisors to municipal entity officials, state and local political parties, and bond ballot referendum committees. Click on a submission ID to download a document. Learn more about political contribution disclosures.

Political Contributions by Dealer/Municipal Advisor

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter a full or partial dealer or municipal advisor name and click the green arrow. Large searches may take several minutes to complete. Click the Search button on the right to enter additional criteria to narrow down your search.

No. to Display: Total Record Count: 25
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Submission IDMSRB IDDealer/Municipal AdvisorDate ReceivedYearQuarterForm Type
ES959612 K1103 Sustainable Capital Advisors, LLC 02/20/2019 2018 4 G-37
ES959478 K0254 KEYGENT LLC 02/20/2019 2018 4 Amendment
ES959423 K0871 Steven Gortler 02/20/2019 2018 4 G-37
ES958687 K0169 Kidwell & Company Inc. 02/17/2019 2018 3 G-37
ES947721 K0243 Northwest Municipal Advisors, Inc. 02/15/2019 2018 4 G-37
ES956561 A3678 Multi-Bank Securities, Inc. 02/13/2019 2018 4 G-37
ES956234 A1007 Moors & Cabot, Inc. 02/12/2019 2018 4 G-37
ER925327 A0304 Conners & Company, Inc. 02/11/2019 2018 4 G-37
ER924914 A4080 Winslow, Evans & Crocker, Inc. 02/08/2019 2018 4 G-37
ES955654 A1357 Thornton Farish Inc. 02/06/2019 2018 4 G-37
ES955544 A1303 Stephens Inc. 02/05/2019 2018 3 Amendment
ES955532 A1303 Stephens Inc. 02/05/2019 2018 4 Amendment
ES955503 K0160 Forsyth Street Advisors LLC 02/05/2019 2018 1 Amendment
ER923783 K0160 Forsyth Street Advisors LLC 02/05/2019 2018 2 Amendment
ER923766 A5139 Loop Capital Markets, L.L.C. 02/05/2019 2018 4 Amendment
ER923577 K0491 Phoenix Capital Partners, LLP 02/05/2019 2018 4 G-37
ER923325 K0160 Forsyth Street Advisors LLC 02/04/2019 2018 4 G-37
ER923306 A5902 Stinson Securities, LLC 02/04/2019 2018 4 G-37
ER923217 K0219 Swap Financial Group, LLC 02/04/2019 2018 4 Amendment
ER923144 A7454 280 Securities LLC 02/04/2019 2018 4 G-37
ER923108 A4080 Winslow, Evans & Crocker, Inc. 02/04/2019 2018 3 Amendment
ER923095 K0503 TKG & Associates LLC 02/04/2019 2018 3 G-37
ER923018 K0689 Larsen Wurzel & Associates, Inc. 02/04/2019 2018 4 G-37
ER922713 K0469 Therber, Brock & Associates, LLC 02/01/2019 2018 4 G-37
ER922564 K0779 Crystal Financial Consultants, Inc. 02/01/2019 2018 4 G-37
Political Contributions Search

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter one or more values below and then press the Search button. Some fields below are optional but you must provide some search criteria.
Large searches may take several minutes to complete.

Dealer/Municipal Advisor Name:
MSRB ID:
Form Type:
Enter a range for the quarter(s) and year(s) for which the forms were submitted.
The range begins in the quarter of the "Year From" field and ends in the quarter of the "Year To" field.
Quarter / Year: -
Enter a range for the dates for which the forms were received by the MSRB.
Receive dates do NOT reflect the quarters for which the forms were submitted.
Date Received: -
 

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EMMA is a service of the Municipal Securities Rulemaking Board, which protects investors, state and local governments, and the public interest. Portions of EMMA data provided by Standard & Poor’s Securities Evaluations, Inc., CUSIP Global Services & American Bankers Association.

Ratings data are provided by the following and are reprinted with permission, and copyright notices for the respective owners are as follows: Copyright © 2019, Fitch, Inc. All rights reserved. Copyright © 2019, Kroll Bond Rating Agency, Inc., and/or its licensors and affiliates (together, "KBRA"). All rights reserved. Copyright © 2019, Moody's Corporation, Moody's Investors Service, Inc., Moody's Analytics, Inc. and/or their licensors and affiliates (collectively, "MOODY'S"). All rights reserved. Copyright © 2019, Standard and Poor’s Financial Services LLC. All rights reserved.

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