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Political Contributions

View disclosures in connection with political contributions made by dealers and municipal advisors to municipal entity officials, state and local political parties, and bond ballot referendum committees. Click on a submission ID to download a document. Learn more about political contribution disclosures.

Political Contributions by Dealer/Municipal Advisor

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter a full or partial dealer or municipal advisor name and click the green arrow. Large searches may take several minutes to complete. Click the Search button on the right to enter additional criteria to narrow down your search.

No. to Display: Total Record Count: 25
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Submission IDMSRB IDDealer/Municipal AdvisorDate ReceivedYearQuarterForm Type
P11079432 K1195 MW Financial Advisory Services LLC 09/17/2020 2020 2 G-37
P11079428 K1195 MW Financial Advisory Services LLC 09/17/2020 2020 1 G-37
P11078626 K1269 Key Charter Advisors, LLC 09/15/2020 2020 1 G-37
P11078623 K1269 Key Charter Advisors, LLC 09/15/2020 2020 2 G-37
P11078009 A3533 Scully Capital Securities Corp. 09/14/2020 2020 2 G-37
P11077956 A4105 Melvin Securities, LLC 09/14/2020 2019 1 Amendment
P11077954 A4105 Melvin Securities, LLC 09/14/2020 2019 1 G-37
P11077953 A4105 Melvin Securities, LLC 09/14/2020 2018 3 G-37
P11077738 A7104 Clean Energy Capital Securities LLC 09/11/2020 2020 2 G-37
P11077737 A7104 Clean Energy Capital Securities LLC 09/11/2020 2020 1 G-37
P11077736 A7104 Clean Energy Capital Securities LLC 09/11/2020 2019 4 G-37
P11077040 A4080 Winslow, Evans & Crocker, Inc. 09/10/2020 2020 2 G-37
P11076117 A1037 Martin Nelson & Co., Inc. 09/06/2020 2020 2 G-37
P11075272 A1172 Raymond James & Assoc., Inc. 09/02/2020 2020 2 Amendment
P11074847 A5341 TIAA -CREF Indivdl Inst'l Svcs, LLC 08/31/2020 2020 2 G-37
P11073762 A7327 StoneX Financial Inc. 08/28/2020 2019 2 Amendment
SS1071782 K0411 Leora Consulting LLC 08/20/2020 2020 2 G-37
SS1071246 A3445 Beech Hill Securities 08/19/2020 2020 2 G-37
SS1070685 K1227 30 Three Sixty Public Finance, Inc. 08/18/2020 2018 1 Amendment
SS1070682 K1227 30 Three Sixty Public Finance, Inc. 08/18/2020 2018 2 Amendment
SS1070678 K1227 30 Three Sixty Public Finance, Inc. 08/18/2020 2018 3 Amendment
SS1070675 K1227 30 Three Sixty Public Finance, Inc. 08/18/2020 2018 4 Amendment
SS1070672 K1227 30 Three Sixty Public Finance, Inc. 08/18/2020 2019 1 Amendment
SS1070670 K1227 30 Three Sixty Public Finance, Inc. 08/18/2020 2019 2 Amendment
SS1070031 K1097 Robert Kuo Consulting, LLC 08/15/2020 2020 2 G-37
Political Contributions Search

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter one or more values below and then press the Search button. Some fields below are optional but you must provide some search criteria.
Large searches may take several minutes to complete.

Dealer/Municipal Advisor Name:
MSRB ID:
Form Type:
Enter a range for the quarter(s) and year(s) for which the forms were submitted.
The range begins in the quarter of the "Year From" field and ends in the quarter of the "Year To" field.
Quarter / Year: -
Enter a range for the dates for which the forms were received by the MSRB.
Receive dates do NOT reflect the quarters for which the forms were submitted.
Date Received: -
 

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EMMA is a service of the Municipal Securities Rulemaking Board, which protects investors, state and local governments, and the public interest. Portions of EMMA data provided by Standard & Poor’s Securities Evaluations, Inc., CUSIP Global Services & American Bankers Association.

Ratings data are provided by the following and are reprinted with permission, and copyright notices for the respective owners are as follows: Copyright © 2020, Fitch, Inc. All rights reserved. Copyright © 2020, Kroll Bond Rating Agency, Inc., and/or its licensors and affiliates (together, "KBRA"). All rights reserved. Copyright © 2020, Moody's Corporation, Moody's Investors Service, Inc., Moody's Analytics, Inc. and/or their licensors and affiliates (collectively, "MOODY'S"). All rights reserved. Copyright © 2020, Standard and Poor’s Financial Services LLC. All rights reserved.

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