Political Contributions

View disclosures in connection with political contributions made by dealers and municipal advisors to municipal entity officials, state and local political parties, and bond ballot referendum committees. Click on a submission ID to download a document. Learn more about political contribution disclosures.

Political Contributions by Dealer/Municipal Advisor

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter a full or partial dealer or municipal advisor name and click the green arrow. Large searches may take several minutes to complete. Click the Search button on the right to enter additional criteria to narrow down your search.

No. to Display: Total Record Count: 25
Submission IDMSRB IDDealer/Municipal AdvisorDate ReceivedYearQuarterForm Type
ES812178 K0511 Not For Profit Capital Strategies LLC 07/21/2017 2016 3 G-37
ES812179 B0286 UMB Bank, n.a. 07/21/2017 2017 2 G-37
ES812184 K0511 Not For Profit Capital Strategies LLC 07/21/2017 2017 2 G-37
ES812212 K1073 Great Disclosure LLC 07/21/2017 2017 2 G-37
EP796396 K0151 Yuba Group LLC 07/21/2017 2017 2 G-37
EP796443 K0630 Cooperative Strategies, LLC 07/21/2017 2017 2 G-37
EP796461 K0319 David Drown Associates, Inc. 07/21/2017 2017 2 G-37
EP796528 A4470 Cabrera Capital Markets, LLC 07/21/2017 2017 2 Amendment
EP796537 A3445 Beech Hill Securities 07/21/2017 2017 2 G-37
EP796558 A6722 Avondale Partners, LLC 07/21/2017 2017 2 G-37
ES811839 K0563 Avant Energy, Inc. 07/21/2017 2017 2 G-37
ES811877 A0747 Wiley Bros-Aintree Capital LLC 07/21/2017 2017 2 G-37
ES812025 K0423 Municipal Advisors Group of Boston, Inc. 07/21/2017 2017 2 G-37
ES812134 K1063 Compass Municipal Advisors, LLC 07/21/2017 2017 2 G-37
ES812146 A5959 National Alliance Securities, LLC 07/21/2017 2017 2 G-37
EP796795 K1055 Fishkind & Associates, Inc. 07/21/2017 2017 2 G-37
ES812144 A7121 CAVU Securities, LLC. 07/21/2017 2017 2 G-37
ES811867 A1165 SAMUEL A. RAMIREZ & COMPANY INC. 07/21/2017 2017 2 G-37
EP796867 A0488 First Manhattan Co. 07/21/2017 2017 2 G-37
ES812024 K0479 AKF Consulting LLC 07/21/2017 2017 2 G-37
EP796554 A0692 Wayne Hummer Investments LLC 07/21/2017 2017 2 G-37
ES811854 A1689 UBS Financial Serives Inc. of Puerto Rico 07/21/2017 2017 2 G-37
ES811975 A7339 DFPG Investments Inc 07/21/2017 2017 2 G-37
EP796398 A4700 BOK Financial Securities, Inc. 07/21/2017 2017 2 G-37
EP796378 K0108 Del Rio Advisors, LLC 07/21/2017 2017 2 G-37
Political Contributions Search

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter one or more values below and then press the Search button. Some fields below are optional but you must provide some search criteria.
Large searches may take several minutes to complete.

Dealer/Municipal Advisor Name:
MSRB ID:
Form Type:
Enter a range for the quarter(s) and year(s) for which the forms were submitted.
The range begins in the quarter of the "Year From" field and ends in the quarter of the "Year To" field.
Quarter / Year: -
Enter a range for the dates for which the forms were received by the MSRB.
Receive dates do NOT reflect the quarters for which the forms were submitted.
Date Received: -