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Political Contributions

View disclosures in connection with political contributions made by dealers and municipal advisors to municipal entity officials, state and local political parties, and bond ballot referendum committees. Click on a submission ID to download a document. Learn more about political contribution disclosures.

Political Contributions by Dealer/Municipal Advisor

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter a full or partial dealer or municipal advisor name and click the green arrow. Large searches may take several minutes to complete. Click the Search button on the right to enter additional criteria to narrow down your search.

No. to Display: Total Record Count: 25
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Submission IDMSRB IDDealer/Municipal AdvisorDate ReceivedYearQuarterForm Type
P21122311 A7033 Odeon Capital Group LLC 06/18/2021 2021 1 G-37
P21122286 A7033 Odeon Capital Group LLC 06/18/2021 2020 4 G-37
ER918244 K0376 W J Fawell LLC 06/13/2021 2018 4 G-37
P11137098 K0376 W J Fawell LLC 06/13/2021 2021 1 G-37
P21092528 K0376 W J Fawell LLC 06/13/2021 2020 4 G-37
P11137080 K0376 W J Fawell LLC 06/13/2021 2020 2 G-37
P21120093 K1195 MW Financial Advisory Services LLC 06/10/2021 2021 1 G-37
P21118998 A0785 Janney Montgomery Scott LLC 06/08/2021 2020 2 Amendment
P21118861 A0785 Janney Montgomery Scott LLC 06/07/2021 2021 1 Amendment
P31087756 K0599 IMG Rebel Advisory, Inc. 05/27/2021 2021 1 G-37
P11143372 A5361 AdCap Securities, LLC. 05/20/2021 2021 1 G-37
P21116221 K0952 Excelsior Capital Advisory Services LLC 05/17/2021 2021 1 G-37
P21115693 A6194 AVM, L.P. 05/14/2021 2020 1 Amendment
P21115692 A6194 AVM, L.P. 05/14/2021 2019 4 Amendment
P21115689 A6194 AVM, L.P. 05/14/2021 2019 3 Amendment
P21115687 A6194 AVM, L.P. 05/14/2021 2019 3 Amendment
P21115682 A6194 AVM, L.P. 05/14/2021 2018 2 Amendment
P21115672 A6194 AVM, L.P. 05/14/2021 2017 4 Amendment
P21114166 A0576 Goldman Sachs & Co. LLC 05/13/2021 2020 2 Amendment
P21114762 K0666 Raftelis Financial Consultants, Inc. 05/13/2021 2021 1 G-37
P21114630 K0303 Peters Municipal Consultants, LTD 05/13/2021 2021 1 G-37
P21114597 A6983 Penserra Securities LLC 05/13/2021 2021 1 G-37
P21114043 K0252 Comer Capital Group, LLC 05/12/2021 2021 1 G-37
P21112792 A3445 Beech Hill Securities 05/10/2021 2021 1 G-37
P21112791 A3445 Beech Hill Securities 05/10/2021 2020 4 G-37
Political Contributions Search

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter one or more values below and then press the Search button. Some fields below are optional but you must provide some search criteria.
Large searches may take several minutes to complete.

Dealer/Municipal Advisor Name:
MSRB ID:
Form Type:
Enter a range for the quarter(s) and year(s) for which the forms were submitted.
The range begins in the quarter of the "Year From" field and ends in the quarter of the "Year To" field.
Quarter / Year: -
Enter a range for the dates for which the forms were received by the MSRB.
Receive dates do NOT reflect the quarters for which the forms were submitted.
Date Received: -
 

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Ratings data are provided by the following and are reprinted with permission, and copyright notices for the respective owners are as follows: Copyright © 2021, Fitch, Inc. All rights reserved. Copyright © 2021, Kroll Bond Rating Agency, Inc., and/or its licensors and affiliates (together, "KBRA"). All rights reserved. Copyright © 2021, Moody's Corporation, Moody's Investors Service, Inc., Moody's Analytics, Inc. and/or their licensors and affiliates (collectively, "MOODY'S"). All rights reserved. Copyright © 2021, Standard and Poor’s Financial Services LLC. All rights reserved.

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