Electronic Municipal Market Access


Political Contributions

View disclosures in connection with political contributions made by dealers and municipal advisors to municipal entity officials, state and local political parties, and bond ballot referendum committees. Click on a submission ID to download a document. Learn more about political contribution disclosures.

Political Contributions by Dealer/Municipal Advisor

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter a full or partial dealer or municipal advisor name and click the green arrow. Large searches may take several minutes to complete. Click the Search button on the right to enter additional criteria to narrow down your search.

No. to Display: Total Record Count: 25
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Submission IDMSRB IDDealer/Municipal AdvisorDate ReceivedYearQuarterForm Type
P11264362 K0169 Kidwell & Company Inc. 05/27/2023 2023 1 G-37
P21296198 K0611 Blue Rose Capital Advisors, LLC 05/22/2023 2023 1 G-37
P21296108 K0952 Excelsior Capital Advisory Services LLC 05/22/2023 2023 1 G-37
P21295673 K1183 R. G. Timbs, Inc 05/19/2023 2023 1 G-37
P21295353 K0120 Kaiser Wealth Management 05/18/2023 2023 1 G-37
P21295235 K0109 Guardian Advisors, LLC 05/18/2023 2023 1 G-37
P21293567 K0469 Therber, Brock & Associates, LLC 05/15/2023 2023 1 G-37
P21291097 B0350 Country Club Bank 05/09/2023 2023 1 G-37
P21290186 A6013 Sentinel Securities, Inc. 05/05/2023 2023 1 G-37
P21289568 K0205 A. M. Peche & Associates LLC 05/04/2023 2023 1 G-37
P21289085 K0435 Sudsina & Associates, LLC 05/02/2023 2023 1 G-37
P21289081 K0810 Independent Public Advisors, LLC 05/02/2023 2023 1 G-37
P21289038 A7413 ARK Global LLC 05/02/2023 2023 1 G-37
P21288725 A2966 RICE FINANCIAL PRODUCTS COMPANY 05/02/2023 2023 1 G-37
P21288683 A2167 General Securities Corp. 05/02/2023 2023 1 G-37
P21288275 K0414 Bartle Wells Associates 05/01/2023 2023 1 G-37
P21287969 A3678 Multi-Bank Securities, Inc. 05/01/2023 2023 1 G-37
P21287973 K0499 Reedy Financial Group P.C. 05/01/2023 2023 1 G-37
P21287868 A1290 Hilltop Securities Inc. 05/01/2023 2023 1 G-37
P11263239 K0871 Steven Gortler 05/01/2023 2023 1 G-37
P11263216 A5738 Municipal Capital Markets Group, Inc. 04/30/2023 2023 1 G-37
P11263198 K0293 Stanley P. Stone & Associates, Inc. 04/30/2023 2023 1 G-37
P11263190 K1147 Municipal Capital Advisors LLC 04/30/2023 2023 1 G-37
P11263178 K0491 Phoenix Capital Partners, LLP 04/30/2023 2023 1 G-37
P11263120 K0152 WM Financial Strategies 04/30/2023 2023 1 G-37
Political Contributions Search

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter one or more values below and then press the Search button. Some fields below are optional but you must provide some search criteria.
Large searches may take several minutes to complete.

Dealer/Municipal Advisor Name:
MSRB ID:
Form Type:
Enter a range for the quarter(s) and year(s) for which the forms were submitted.
The range begins in the quarter of the "Year From" field and ends in the quarter of the "Year To" field.
Quarter / Year: -
Enter a range for the dates for which the forms were received by the MSRB.
Receive dates do NOT reflect the quarters for which the forms were submitted.
Date Received: -
 

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Ratings data are provided by the following and are reprinted with permission, and copyright notices for the respective owners are as follows: Copyright © 2023, Fitch Ratings, Inc. All rights reserved. Copyright © 2023, Kroll Bond Rating Agency, Inc., and/or its licensors and affiliates (together, "KBRA"). All rights reserved. Copyright © 2023, Moody's Corporation, Moody's Investors Service, Inc., Moody's Analytics, Inc. and/or their licensors and affiliates (collectively, "MOODY'S"). All rights reserved. Copyright © 2023, Standard and Poor’s Financial Services LLC. All rights reserved.

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