Political Contributions

View disclosures in connection with political contributions made by dealers and municipal advisors to municipal entity officials, state and local political parties, and bond ballot referendum committees. Click on a submission ID to download a document. Learn more about political contribution disclosures.

Political Contributions by Dealer/Municipal Advisor

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter a full or partial dealer or municipal advisor name and click the green arrow. Large searches may take several minutes to complete. Click the Search button on the right to enter additional criteria to narrow down your search.

No. to Display: Total Record Count: 25
Submission IDMSRB IDDealer/Municipal AdvisorDate ReceivedYearQuarterForm Type
ER961827 A0079 Robert W Baird & Co., Inc. 08/22/2019 2019 1 Amendment
ER961966 A4071 L.J. Hart & Company 08/18/2019 2019 2 G-37
ER960366 K1113 Special Districts Association of Oregon Advisory Services LLC 08/12/2019 2019 2 G-37
ER960342 A1037 Martin Nelson & Co., Inc. 08/12/2019 2019 2 G-37
ER960330 A5948 Axos Clearing, LLC 08/12/2019 2019 2 G-37
ER960022 A1335 Sweney Cartwright & Co. 08/12/2019 2019 2 G-37
ES998985 K0503 TKG & Associates LLC 08/07/2019 2019 2 G-37
ES998974 K0503 TKG & Associates LLC 08/07/2019 2019 1 G-37
ER956857 A4418 SMBC Nikko Securities America, Inc. 08/06/2019 2019 2 G-37
ES998389 K1103 Sustainable Capital Advisors, LLC 08/05/2019 2019 2 G-37
ES998330 K0514 Sperry Capital Inc. 08/05/2019 2019 2 G-37
ES998287 A6983 Penserra Securities LLC 08/05/2019 2019 2 G-37
ES998153 A3533 Scully Capital Securities Corp. 08/05/2019 2019 2 Amendment
ES998152 A0785 Janney Montgomery Scott LLC 08/05/2019 2019 2 Amendment
ES998150 A0785 Janney Montgomery Scott LLC 08/05/2019 2019 1 Amendment
ES998148 A0785 Janney Montgomery Scott LLC 08/05/2019 2018 4 Amendment
ES998109 K0109 Guardian Advisors, LLC 08/04/2019 2019 2 G-37
ER958891 A6991 Rockfleet Financial Services, Inc. 08/01/2019 2019 2 G-37
ER958884 K1219 Marathon Capital Strategies, LLC 08/01/2019 2019 2 G-37
ER958531 A0748 Duncan-Williams, Inc. 08/01/2019 2019 2 G-37
ER958360 K0826 Rice Advisory LLC 08/01/2019 2019 2 G-37
ER958355 K0826 Rice Advisory LLC 08/01/2019 2019 1 Amendment
ER958260 A5232 Jefferies LLC 08/01/2019 2019 2 Amendment
ER958201 A6322 The Williams Capital Group, L.P. 08/01/2019 2019 2 G-37
ER958116 A2178 Stern Brothers & Co. 08/01/2019 2019 2 G-37
Political Contributions Search

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter one or more values below and then press the Search button. Some fields below are optional but you must provide some search criteria.
Large searches may take several minutes to complete.

Dealer/Municipal Advisor Name:
MSRB ID:
Form Type:
Enter a range for the quarter(s) and year(s) for which the forms were submitted.
The range begins in the quarter of the "Year From" field and ends in the quarter of the "Year To" field.
Quarter / Year: -
Enter a range for the dates for which the forms were received by the MSRB.
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Date Received: -