Submission ID | MSRB ID | Dealer/Municipal Advisor | Date Received | Year | Quarter | Form Type |
P21094843
|
B0350
|
Country Club Bank
|
01/20/2021
|
2020
|
4
|
G-37
|
P21094731
|
K0173
|
Municipal Solutions, Inc.
|
01/20/2021
|
2020
|
4
|
G-37
|
P21094687
|
K0161
|
Rathmann & Associates, L.P.
|
01/20/2021
|
2020
|
4
|
G-37
|
P21094628
|
K0105
|
Bradley Payne LLC
|
01/20/2021
|
2020
|
4
|
G-37
|
P21094609
|
K0186
|
Blitch Associates, Inc.
|
01/20/2021
|
2020
|
4
|
G-37
|
P21094488
|
A2043
|
Bernardi Securities, Inc.
|
01/20/2021
|
2020
|
4
|
G-37
|
P21094581
|
K0615
|
DiPerna & Company, LLC.
|
01/20/2021
|
2020
|
4
|
G-37
|
P21094547
|
K0232
|
Wisconsin Public Finance Professionals, LLC
|
01/20/2021
|
2020
|
4
|
G-37
|
P21094494
|
K0710
|
Fiscal Strategies Group, Inc.
|
01/20/2021
|
2020
|
4
|
Amendment
|
P21094510
|
K0120
|
Kaiser Wealth Management
|
01/20/2021
|
2020
|
4
|
G-37
|
P21094483
|
K0710
|
Fiscal Strategies Group, Inc.
|
01/20/2021
|
2020
|
3
|
Amendment
|
P21094448
|
K0143
|
BLX Group LLC
|
01/20/2021
|
2020
|
4
|
G-37
|
P21094373
|
K1063
|
Compass Municipal Advisors, LLC
|
01/20/2021
|
2020
|
4
|
G-37
|
P21094332
|
A7479
|
Bancroft Capital, LLC
|
01/20/2021
|
2020
|
4
|
G-37
|
P21094327
|
A0797
|
Joe Jolly & Co., Inc.
|
01/20/2021
|
2020
|
4
|
G-37
|
P21092035
|
A7241
|
Security Capital Brokerage, Inc.
|
01/20/2021
|
2020
|
4
|
G-37
|
P21094163
|
A1487
|
Citigroup Global Markets Inc.
|
01/20/2021
|
2020
|
4
|
G-37
|
P21094175
|
K0134
|
Specialized Public Finance Inc.
|
01/20/2021
|
2020
|
4
|
G-37
|
P21094093
|
K1006
|
Trilogy Consulting, LLC
|
01/19/2021
|
2020
|
4
|
G-37
|
P21094086
|
K1086
|
AE2S Nexus, LLC
|
01/19/2021
|
2020
|
4
|
G-37
|
P21094069
|
K0327
|
Ranson Financial Corp
|
01/19/2021
|
2020
|
4
|
G-37
|
P21094065
|
A4635
|
Kuehl Capital Corporation
|
01/19/2021
|
2020
|
4
|
G-37
|
P21093939
|
K0251
|
Kings Financial Consulting Incorporated
|
01/19/2021
|
2020
|
4
|
G-37
|
P21093907
|
K0194
|
S.B. Clark, Inc.
|
01/19/2021
|
2020
|
4
|
G-37
|
P21093891
|
A3238
|
Credit Agricole Securities (USA) Inc.
|
01/19/2021
|
2020
|
4
|
G-37
|