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Political Contributions

View disclosures in connection with political contributions made by dealers and municipal advisors to municipal entity officials, state and local political parties, and bond ballot referendum committees. Click on a submission ID to download a document. Learn more about political contribution disclosures.

Political Contributions by Dealer/Municipal Advisor

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter a full or partial dealer or municipal advisor name and click the green arrow. Large searches may take several minutes to complete. Click the Search button on the right to enter additional criteria to narrow down your search.

No. to Display: Total Record Count: 25
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Submission IDMSRB IDDealer/Municipal AdvisorDate ReceivedYearQuarterForm Type
ER884332 K1091 Parenteau & Associates, Inc. 06/21/2018 2018 1 G-37
ER884189 K1091 Parenteau & Associates, Inc. 06/21/2018 G-37x
ER883971 A7115 Drexel Hamilton, LLC 06/21/2018 2018 1 Amendment
ER884415 A6257 G.L.S. & Associates, Inc. 06/21/2018 G-37x
ER883345 A7115 Drexel Hamilton, LLC 06/20/2018 2018 1 Amendment
ER882954 A5341 TIAA -CREF Indivdl Inst'l Svcs, LLC 06/19/2018 2018 1 G-37
ES905055 K0870 Meno Accounting and Financial Services 06/12/2018 2018 1 G-37
ES905052 K0870 Meno Accounting and Financial Services 06/12/2018 2017 1 G-37
ES905053 K0870 Meno Accounting and Financial Services 06/12/2018 2017 2 G-37
ES905054 K0870 Meno Accounting and Financial Services 06/12/2018 2017 3 G-37
ES905050 K0870 Meno Accounting and Financial Services 06/12/2018 2017 4 G-37
ES905051 K0870 Meno Accounting and Financial Services 06/12/2018 2016 4 G-37
ES904707 K0810 Independent Public Advisors, LLC 06/11/2018 2018 1 G-37
ES904692 K0255 CaseCon Capital Inc 06/11/2018 2018 1 G-37
ES904394 K1097 Robert Kuo Consulting, LLC 06/11/2018 2018 1 G-37
ES904392 K1097 Robert Kuo Consulting, LLC 06/11/2018 2017 4 G-37
ES904390 K1097 Robert Kuo Consulting, LLC 06/11/2018 2017 3 G-37
ES904387 K1097 Robert Kuo Consulting, LLC 06/11/2018 2017 2 G-37
ES904384 K1097 Robert Kuo Consulting, LLC 06/11/2018 2017 1 G-37
ES904381 K1097 Robert Kuo Consulting, LLC 06/11/2018 2016 4 G-37
ES904471 K0376 W J Fawell LLC 06/11/2018 G-37x
ES904227 K0764 Rothstein Group, LLC. 06/08/2018 2017 3 G-37
ES904167 K1144 Olsen Fredrick Harley 06/08/2018 2018 1 G-37
ES904101 K0764 Rothstein Group, LLC. 06/08/2018 2018 1 G-37
ES903246 K0757 Liscarnan Solutions, LLC 06/06/2018 2018 1 G-37
Political Contributions Search

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter one or more values below and then press the Search button. Some fields below are optional but you must provide some search criteria.
Large searches may take several minutes to complete.

Dealer/Municipal Advisor Name:
MSRB ID:
Form Type:
Enter a range for the quarter(s) and year(s) for which the forms were submitted.
The range begins in the quarter of the "Year From" field and ends in the quarter of the "Year To" field.
Quarter / Year: -
Enter a range for the dates for which the forms were received by the MSRB.
Receive dates do NOT reflect the quarters for which the forms were submitted.
Date Received: -
 

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EMMA is a service of the Municipal Securities Rulemaking Board, which protects investors, state and local governments, and the public interest. Portions of EMMA data provided by Standard & Poor’s Securities Evaluations, Inc., CUSIP Global Services & American Bankers Association.

Ratings data are provided by the following and are reprinted with permission, and copyright notices for the respective owners are as follows: Copyright © 2018, Fitch, Inc. All rights reserved. Copyright © 2018, Kroll Bond Rating Agency, Inc., and/or its licensors and affiliates (together, "KBRA"). All rights reserved. Copyright © 2018, Moody's Corporation, Moody's Investors Service, Inc., Moody's Analytics, Inc. and/or their licensors and affiliates (collectively, "MOODY'S"). All rights reserved. Copyright © 2018, Standard and Poor’s Financial Services LLC. All rights reserved.

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