Submission ID | MSRB ID | Dealer/Municipal Advisor | Date Received | Year | Quarter | Form Type |
P11121248
|
B0465
|
Liberty Bank and Trust Company
|
02/22/2021
|
2020
|
4
|
G-37
|
P11119733
|
A2328
|
Huntington Investment Company
|
02/17/2021
|
|
|
G-37x
|
P11119637
|
K1024
|
Terminus Municipal Advisors, LLC
|
02/17/2021
|
2020
|
4
|
G-37
|
P11118664
|
A6983
|
Penserra Securities LLC
|
02/16/2021
|
2020
|
4
|
G-37
|
P11118589
|
K0263
|
William Euphrat Municipal Finance, Inc.
|
02/15/2021
|
2020
|
4
|
Amendment
|
P11118446
|
K0469
|
Therber, Brock & Associates, LLC
|
02/15/2021
|
2020
|
4
|
G-37
|
P11117682
|
A2790
|
Roberts & Ryan Investments Inc
|
02/12/2021
|
2020
|
4
|
G-37
|
P11116047
|
A7304
|
H2C Securities Inc.
|
02/09/2021
|
2020
|
4
|
G-37
|
P31079376
|
A3627
|
Harbor Financial Services, L.L.C.
|
02/03/2021
|
2020
|
4
|
G-37
|
P21096237
|
K0872
|
USCA Municipal Advisors LLC
|
02/02/2021
|
2020
|
4
|
G-37
|
P21096030
|
A5571
|
USCA Securities LLC
|
02/02/2021
|
2020
|
4
|
G-37
|
P21095772
|
K0779
|
Crystal Financial Consultants, Inc.
|
02/02/2021
|
2020
|
4
|
G-37
|
P21095769
|
A2328
|
Huntington Investment Company
|
02/02/2021
|
2020
|
4
|
G-37
|
P21095709
|
A2845
|
Comerica Securities, Inc.
|
02/01/2021
|
|
|
G-37x
|
P21095286
|
A6158
|
American Century Investment Services, Inc.
|
02/01/2021
|
2020
|
4
|
G-37
|
P21095193
|
A5914
|
First National Capital Markets, Inc.
|
02/01/2021
|
2020
|
4
|
G-37
|
P11113194
|
K0514
|
Sperry Capital Inc.
|
02/01/2021
|
2020
|
4
|
G-37
|
P21094976
|
A6691
|
Horan Securities, Inc.
|
02/01/2021
|
|
|
G-37x
|
P21094956
|
A1492
|
Smith, Moore and Company
|
02/01/2021
|
2020
|
4
|
G-37
|
P11116225
|
K0110
|
Lamont Financial Services Corporation
|
02/01/2021
|
2020
|
4
|
G-37
|
P11116201
|
K0339
|
Government Consultants, Inc.
|
01/31/2021
|
2020
|
4
|
G-37
|
P11116203
|
K0160
|
Forsyth Street Advisors LLC
|
01/31/2021
|
2020
|
4
|
G-37
|
P11116199
|
A1562
|
National Financial Services LLC
|
01/31/2021
|
2020
|
4
|
G-37
|
P11116197
|
K1205
|
Municipal Advisors of Mississippi Inc.
|
01/31/2021
|
2020
|
4
|
G-37
|
P11116188
|
K0371
|
Stephen L. Smith Corp.
|
01/31/2021
|
2020
|
4
|
G-37
|