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Political Contributions

View disclosures in connection with political contributions made by dealers and municipal advisors to municipal entity officials, state and local political parties, and bond ballot referendum committees. Click on a submission ID to download a document. Learn more about political contribution disclosures.

Political Contributions by Dealer/Municipal Advisor

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter a full or partial dealer or municipal advisor name and click the green arrow. Large searches may take several minutes to complete. Click the Search button on the right to enter additional criteria to narrow down your search.

No. to Display: Total Record Count: 25
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Submission IDMSRB IDDealer/Municipal AdvisorDate ReceivedYearQuarterForm Type
ES950375 K1210 K-12 Capital Advisors, LLC 01/16/2019 2018 4 G-37
ES950362 A7026 Cross Point Capital LLC 01/16/2019 2018 4 G-37
ES950357 A3445 Beech Hill Securities 01/16/2019 2018 4 G-37
ES950349 K0514 Sperry Capital Inc. 01/16/2019 2018 4 G-37
ES950346 K1073 Great Disclosure LLC 01/16/2019 2018 4 G-37
ES950333 A0125 Sanford C Bernstein & Co.,LLC 01/16/2019 2018 4 G-37
ES950326 K1054 Public Alternative Advisors, LLC 01/16/2019 2018 4 G-37
ES950310 A5694 AllianceBernstein Investments, Inc. 01/16/2019 2018 4 G-37
ES950256 A4700 BOK Financial Securities, Inc. 01/16/2019 2018 4 G-37
ES950293 A0487 First Kentucky Securities Corporation. 01/16/2019 2018 4 G-37
ES950235 K0122 Lawrence Financial Consulting LLC 01/16/2019 2018 4 G-37
ES950198 A2469 First Empire Securities, Inc. 01/16/2019 2018 4 G-37
ES950133 K0495 Government Capital Management, LLC 01/16/2019 2018 4 G-37
ES950066 K1120 T. Kiser & Associates, Inc. 01/16/2019 2018 4 G-37
ES948677 A6198 Brandis Tallman LLC 01/15/2019 2018 4 G-37
ES949716 K0255 CaseCon Capital Inc 01/15/2019 2018 4 G-37
ES949645 K0273 JNA Consulting Group, LLC 01/15/2019 2018 4 G-37
ES949639 A7484 REVL Securities LLC 01/15/2019 2018 4 G-37
ER919426 A0742 Porter, White & Company, Inc. 01/15/2019 2018 4 G-37
ER919460 A1218 Roosevelt & Cross Incorporated 01/15/2019 2018 4 G-37
ER919526 A0860 Ladenburg, Thalmann & Co., Inc 01/15/2019 2018 4 G-37
ER919489 K0124 Pop-Lazic & Co. 01/15/2019 2018 4 G-37
ES949544 K1240 Choice Advisors LLC 01/15/2019 2018 4 G-37
ES949532 K0161 Rathmann & Associates, L.P. 01/15/2019 2018 4 G-37
ES949446 K1244 SDH Consulting LLC 01/15/2019 2018 4 G-37
Political Contributions Search

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter one or more values below and then press the Search button. Some fields below are optional but you must provide some search criteria.
Large searches may take several minutes to complete.

Dealer/Municipal Advisor Name:
MSRB ID:
Form Type:
Enter a range for the quarter(s) and year(s) for which the forms were submitted.
The range begins in the quarter of the "Year From" field and ends in the quarter of the "Year To" field.
Quarter / Year: -
Enter a range for the dates for which the forms were received by the MSRB.
Receive dates do NOT reflect the quarters for which the forms were submitted.
Date Received: -
 

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EMMA is a service of the Municipal Securities Rulemaking Board, which protects investors, state and local governments, and the public interest. Portions of EMMA data provided by Standard & Poor’s Securities Evaluations, Inc., CUSIP Global Services & American Bankers Association.

Ratings data are provided by the following and are reprinted with permission, and copyright notices for the respective owners are as follows: Copyright © 2019, Fitch, Inc. All rights reserved. Copyright © 2019, Kroll Bond Rating Agency, Inc., and/or its licensors and affiliates (together, "KBRA"). All rights reserved. Copyright © 2019, Moody's Corporation, Moody's Investors Service, Inc., Moody's Analytics, Inc. and/or their licensors and affiliates (collectively, "MOODY'S"). All rights reserved. Copyright © 2019, Standard and Poor’s Financial Services LLC. All rights reserved.

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