Electronic Municipal Market Access


Political Contributions

View disclosures in connection with political contributions made by dealers and municipal advisors to municipal entity officials, state and local political parties, and bond ballot referendum committees. Click on a submission ID to download a document. Learn more about political contribution disclosures.

Political Contributions by Dealer/Municipal Advisor

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter a full or partial dealer or municipal advisor name and click the green arrow. Large searches may take several minutes to complete. Click the Search button on the right to enter additional criteria to narrow down your search.

No. to Display: Total Record Count: 25
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Submission IDMSRB IDDealer/Municipal AdvisorDate ReceivedYearQuarterForm Type
ES974591 K0212 Wolf & Company Inc 04/19/2019 2019 1 G-37
ES974564 K0173 Municipal Solutions, Inc. 04/19/2019 2019 1 G-37
ER937011 K0505 Kosmont Realty Corp 04/19/2019 2019 1 G-37
ES974558 K1114 Hedge Point Financial, LLC 04/19/2019 2019 1 G-37
ES974504 K0201 North Slope Capital Advisors 04/19/2019 2019 1 G-37
ES974474 K0364 Oyster River Capital LP 04/19/2019 2018 4 G-37
ES974473 K0421 Cardea Partners East, LLC 04/19/2019 2019 1 G-37
ES974468 K0491 Phoenix Capital Partners, LLP 04/19/2019 2019 1 G-37
ES974364 K0205 A. M. Peche & Associates LLC 04/18/2019 2018 4 Amendment
ES974363 K0205 A. M. Peche & Associates LLC 04/18/2019 2018 3 Amendment
ES974348 B0350 Country Club Bank 04/18/2019 2019 1 G-37
ES974332 K1006 Trilogy Consulting, LLC 04/18/2019 2019 1 G-37
ER939314 K0746 Brown Advisory LLC 04/18/2019 2019 1 G-37
ER939624 A2845 Comerica Securities, Inc. 04/18/2019 2019 1 G-37
ER939612 K0364 Oyster River Capital LP 04/18/2019 2019 1 G-37
ER939610 K0811 Cumberland Securities Company, Inc. 04/18/2019 2019 1 G-37
ER939607 K0278 Wye River Capital, Inc. 04/18/2019 2019 1 G-37
ER939605 K0278 Wye River Capital, Inc. 04/18/2019 2018 4 G-37
ER939562 A7413 ARK Global LLC 04/18/2019 2019 1 G-37
ER939564 A3945 Presidential Brokerage, Inc. 04/18/2019 G-37x
ER939542 K0549 C Financial Investment Inc. 04/18/2019 2019 1 G-37
ER939535 K0284 Universal Structured Finance Group, Inc. 04/18/2019 2019 1 G-37
ER939512 K0997 Ring McAfee & Co. Inc. 04/18/2019 2019 1 G-37
ER939503 A4700 BOK Financial Securities, Inc. 04/18/2019 2019 1 Amendment
ER939469 A4700 BOK Financial Securities, Inc. 04/18/2019 2019 1 G-37
Political Contributions Search

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter one or more values below and then press the Search button. Some fields below are optional but you must provide some search criteria.
Large searches may take several minutes to complete.

Dealer/Municipal Advisor Name:
MSRB ID:
Form Type:
Enter a range for the quarter(s) and year(s) for which the forms were submitted.
The range begins in the quarter of the "Year From" field and ends in the quarter of the "Year To" field.
Quarter / Year: -
Enter a range for the dates for which the forms were received by the MSRB.
Receive dates do NOT reflect the quarters for which the forms were submitted.
Date Received: -
 

© 2019 Municipal Securities Rulemaking Board (MSRB)

EMMA is a service of the Municipal Securities Rulemaking Board, which protects investors, state and local governments, and the public interest. Portions of EMMA data provided by Standard & Poor’s Securities Evaluations, Inc., CUSIP Global Services & American Bankers Association.

Ratings data are provided by the following and are reprinted with permission, and copyright notices for the respective owners are as follows: Copyright © 2019, Fitch, Inc. All rights reserved. Copyright © 2019, Kroll Bond Rating Agency, Inc., and/or its licensors and affiliates (together, "KBRA"). All rights reserved. Copyright © 2019, Moody's Corporation, Moody's Investors Service, Inc., Moody's Analytics, Inc. and/or their licensors and affiliates (collectively, "MOODY'S"). All rights reserved. Copyright © 2019, Standard and Poor’s Financial Services LLC. All rights reserved.

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