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Political Contributions

View disclosures in connection with political contributions made by dealers and municipal advisors to municipal entity officials, state and local political parties, and bond ballot referendum committees. Click on a submission ID to download a document. Learn more about political contribution disclosures.

Political Contributions by Dealer/Municipal Advisor

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter a full or partial dealer or municipal advisor name and click the green arrow. Large searches may take several minutes to complete. Click the Search button on the right to enter additional criteria to narrow down your search.

No. to Display: Total Record Count: 25
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Submission IDMSRB IDDealer/Municipal AdvisorDate ReceivedYearQuarterForm Type
ER908927 K0255 CaseCon Capital Inc 12/05/2018 2018 3 G-37
ER907646 A0079 Robert W Baird & Co., Inc. 12/03/2018 2018 3 Amendment
ES938835 K0678 Miller Buckfire&Co., LLC 11/21/2018 2018 1 G-37
ES938856 K0678 Miller Buckfire&Co., LLC 11/21/2018 2018 3 G-37
ES938852 K0678 Miller Buckfire&Co., LLC 11/21/2018 2018 2 G-37
ES938851 K0678 Miller Buckfire&Co., LLC 11/21/2018 2017 4 G-37
ES938847 K0678 Miller Buckfire&Co., LLC 11/21/2018 2017 3 G-37
ES938844 K0678 Miller Buckfire&Co., LLC 11/21/2018 2017 2 G-37
ES938843 K0678 Miller Buckfire&Co., LLC 11/21/2018 2017 1 G-37
ER900879 A7406 Tribal Capital Markets, LLC 11/21/2018 2018 3 G-37
ES938394 A7448 Honey Badger Investment Securities, LLC 11/20/2018 2018 3 G-37
ES938072 A3500 US Bancorp Investments, Inc. 11/19/2018 2018 2 Amendment
ES938061 A3500 US Bancorp Investments, Inc. 11/19/2018 2017 3 Amendment
ES938045 K0826 Rice Advisory LLC 11/19/2018 2018 3 G-37
ES938044 A3500 US Bancorp Investments, Inc. 11/19/2018 2016 4 Amendment
ES938041 B0475 U.S. Bank Municipal Products Group 11/19/2018 2018 2 Amendment
ES938038 B0475 U.S. Bank Municipal Products Group 11/19/2018 2017 3 Amendment
ES938028 B0475 U.S. Bank Municipal Products Group 11/19/2018 2016 4 Amendment
ER904610 A6789 Guggenheim Securities, LLC 11/15/2018 2018 3 Amendment
ER904958 K0243 Northwest Municipal Advisors, Inc. 11/12/2018 2018 3 G-37
ES933130 K0243 Northwest Municipal Advisors, Inc. 11/12/2018 2018 2 G-37
ER904957 K0243 Northwest Municipal Advisors, Inc. 11/12/2018 2018 1 Amendment
ER904860 K1105 Derivative Logic Inc. 11/12/2018 2018 3 G-37
ES936251 K1113 Special Districts Association of Oregon Advisory Services LLC 11/12/2018 2018 3 G-37
ER904479 K0256 Urban Futures Incorporated 11/09/2018 2018 2 Amendment
Political Contributions Search

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter one or more values below and then press the Search button. Some fields below are optional but you must provide some search criteria.
Large searches may take several minutes to complete.

Dealer/Municipal Advisor Name:
MSRB ID:
Form Type:
Enter a range for the quarter(s) and year(s) for which the forms were submitted.
The range begins in the quarter of the "Year From" field and ends in the quarter of the "Year To" field.
Quarter / Year: -
Enter a range for the dates for which the forms were received by the MSRB.
Receive dates do NOT reflect the quarters for which the forms were submitted.
Date Received: -
 

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EMMA is a service of the Municipal Securities Rulemaking Board, which protects investors, state and local governments, and the public interest. Portions of EMMA data provided by Standard & Poor’s Securities Evaluations, Inc., CUSIP Global Services & American Bankers Association.

Ratings data are provided by the following and are reprinted with permission, and copyright notices for the respective owners are as follows: Copyright © 2018, Fitch, Inc. All rights reserved. Copyright © 2018, Kroll Bond Rating Agency, Inc., and/or its licensors and affiliates (together, "KBRA"). All rights reserved. Copyright © 2018, Moody's Corporation, Moody's Investors Service, Inc., Moody's Analytics, Inc. and/or their licensors and affiliates (collectively, "MOODY'S"). All rights reserved. Copyright © 2018, Standard and Poor’s Financial Services LLC. All rights reserved.

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