Political Contributions

View disclosures in connection with political contributions made by dealers and municipal advisors to municipal entity officials, state and local political parties, and bond ballot referendum committees. Click on a submission ID to download a document. Learn more about political contribution disclosures.

Political Contributions by Dealer/Municipal Advisor

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter a full or partial dealer or municipal advisor name and click the green arrow. Large searches may take several minutes to complete. Click the Search button on the right to enter additional criteria to narrow down your search.

No. to Display: Total Record Count: 25
Submission IDMSRB IDDealer/Municipal AdvisorDate ReceivedYearQuarterForm Type
ES922044 K0264 Public Advisory Consultants, Inc. 08/15/2018 2018 2 G-37
ES921588 K0681 Municipal Advisor Solutions, LLC 08/14/2018 2018 2 G-37
ES920489 A4080 Winslow, Evans & Crocker, Inc. 08/10/2018 2018 2 G-37
ES920388 K0388 JCRA Financial LLC 08/10/2018 2018 2 G-37
ES920232 A4639 Capital Financial Services,Inc 08/10/2018 2018 2 G-37
ES920218 A4639 Capital Financial Services,Inc 08/10/2018 2018 1 G-37
ES919949 A7406 Tribal Capital Markets, LLC 08/09/2018 2018 2 G-37
ES919833 K0653 Bretwood Capital Partners 08/08/2018 2018 2 G-37
ES919831 K0653 Bretwood Capital Partners 08/08/2018 2018 1 G-37
ES919789 A1007 Moors & Cabot, Inc. 08/08/2018 2018 2 G-37
ES919785 A1007 Moors & Cabot, Inc. 08/08/2018 2018 1 G-37
ES919681 A2938 Guzman & Company 08/08/2018 G-37x
ES919679 A2938 Guzman & Company 08/08/2018 2018 2 G-37
ES919599 K0160 Forsyth Street Advisors LLC 08/08/2018 2018 2 G-37
ES919558 K0514 Sperry Capital Inc. 08/07/2018 2018 2 G-37
ES919434 A2790 Roberts & Ryan Investments Inc 08/07/2018 2018 1 G-37
ES919432 A2790 Roberts & Ryan Investments Inc 08/07/2018 2018 2 G-37
ES919216 A5948 COR Clearing, LLC 08/06/2018 2018 2 G-37
ES919209 K0228 National Minority Consultants, Inc. 08/06/2018 2018 2 G-37
ES918740 K0746 Brown Advisory LLC 08/03/2018 2018 2 G-37
ES918735 K0746 Brown Advisory LLC 08/03/2018 2018 1 G-37
ES918687 A7327 INTL FCSTONE FINANCIAL INC. 08/03/2018 2018 2 G-37
ES918476 A5953 Sturdivant & Co., Inc. 08/02/2018 2018 2 G-37
ER888543 A7132 MBS Capital Markets, LLC 08/02/2018 2017 4 Amendment
ER888527 A7132 MBS Capital Markets, LLC 08/02/2018 2017 3 Amendment
Political Contributions Search

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter one or more values below and then press the Search button. Some fields below are optional but you must provide some search criteria.
Large searches may take several minutes to complete.

Dealer/Municipal Advisor Name:
MSRB ID:
Form Type:
Enter a range for the quarter(s) and year(s) for which the forms were submitted.
The range begins in the quarter of the "Year From" field and ends in the quarter of the "Year To" field.
Quarter / Year: -
Enter a range for the dates for which the forms were received by the MSRB.
Receive dates do NOT reflect the quarters for which the forms were submitted.
Date Received: -