Municipal Securities Rulemaking Board::EMMA

Political Contributions

View disclosures in connection with political contributions made by dealers and municipal advisors to municipal entity officials, state and local political parties, and bond ballot referendum committees. Click on a submission ID to download a document. Learn more about political contribution disclosures.

Political Contributions by Dealer/Municipal Advisor

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter a full or partial dealer or municipal advisor name and click the green arrow. Large searches may take several minutes to complete. Click the Search button on the right to enter additional criteria to narrow down your search.

Dealer/Municipal Advisor Name:

No. to Display: Total Record Count: 25

Submission ID	MSRB ID	Dealer/Municipal Advisor	Date Received	Year	Quarter	Form Type
ES812178	K0511	Not For Profit Capital Strategies LLC	07/21/2017	2016	3	G-37
ES812179	B0286	UMB Bank, n.a.	07/21/2017	2017	2	G-37
ES812184	K0511	Not For Profit Capital Strategies LLC	07/21/2017	2017	2	G-37
ES812212	K1073	Great Disclosure LLC	07/21/2017	2017	2	G-37
EP796396	K0151	Yuba Group LLC	07/21/2017	2017	2	G-37
EP796443	K0630	Cooperative Strategies, LLC	07/21/2017	2017	2	G-37
EP796461	K0319	David Drown Associates, Inc.	07/21/2017	2017	2	G-37
EP796528	A4470	Cabrera Capital Markets, LLC	07/21/2017	2017	2	Amendment
EP796537	A3445	Beech Hill Securities	07/21/2017	2017	2	G-37
EP796558	A6722	Avondale Partners, LLC	07/21/2017	2017	2	G-37
ES811839	K0563	Avant Energy, Inc.	07/21/2017	2017	2	G-37
ES811877	A0747	Wiley Bros-Aintree Capital LLC	07/21/2017	2017	2	G-37
ES812025	K0423	Municipal Advisors Group of Boston, Inc.	07/21/2017	2017	2	G-37
ES812134	K1063	Compass Municipal Advisors, LLC	07/21/2017	2017	2	G-37
ES812146	A5959	National Alliance Securities, LLC	07/21/2017	2017	2	G-37
EP796795	K1055	Fishkind & Associates, Inc.	07/21/2017	2017	2	G-37
ES812144	A7121	CAVU Securities, LLC.	07/21/2017	2017	2	G-37
ES811867	A1165	SAMUEL A. RAMIREZ & COMPANY INC.	07/21/2017	2017	2	G-37
EP796867	A0488	First Manhattan Co.	07/21/2017	2017	2	G-37
ES812024	K0479	AKF Consulting LLC	07/21/2017	2017	2	G-37
EP796554	A0692	Wayne Hummer Investments LLC	07/21/2017	2017	2	G-37
ES811854	A1689	UBS Financial Serives Inc. of Puerto Rico	07/21/2017	2017	2	G-37
ES811975	A7339	DFPG Investments Inc	07/21/2017	2017	2	G-37
EP796398	A4700	BOK Financial Securities, Inc.	07/21/2017	2017	2	G-37
EP796378	K0108	Del Rio Advisors, LLC	07/21/2017	2017	2	G-37

Political Contributions Search

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter one or more values below and then press the Search button. Some fields below are optional but you must provide some search criteria.
Large searches may take several minutes to complete.

Dealer/Municipal Advisor Name:
MSRB ID:
Form Type:

Enter a range for the quarter(s) and year(s) for which the forms were submitted. The range begins in the quarter of the "Year From" field and ends in the quarter of the "Year To" field.
Quarter / Year: -

Enter a range for the dates for which the forms were received by the MSRB. Receive dates do NOT reflect the quarters for which the forms were submitted.
Date Received:			-

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Political Contributions