Electronic Municipal Market Access


Political Contributions

View disclosures in connection with political contributions made by dealers and municipal advisors to municipal entity officials, state and local political parties, and bond ballot referendum committees. Click on a submission ID to download a document. Learn more about political contribution disclosures.

Political Contributions by Dealer/Municipal Advisor

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter a full or partial dealer or municipal advisor name and click the green arrow. Large searches may take several minutes to complete. Click the Search button on the right to enter additional criteria to narrow down your search.

No. to Display: Total Record Count: 25
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Submission IDMSRB IDDealer/Municipal AdvisorDate ReceivedYearQuarterForm Type
ES1021033 A7104 Clean Energy Capital Securities LLC 12/11/2019 2018 4 Amendment
ES1021030 A7104 Clean Energy Capital Securities LLC 12/11/2019 2018 3 Amendment
ES1021027 A7104 Clean Energy Capital Securities LLC 12/11/2019 2018 2 Amendment
ES1021007 A7104 Clean Energy Capital Securities LLC 12/11/2019 2019 3 G-37
ES1021006 A7104 Clean Energy Capital Securities LLC 12/11/2019 2019 2 G-37
ES1021002 A7104 Clean Energy Capital Securities LLC 12/11/2019 2019 1 G-37
ES1020999 A7104 Clean Energy Capital Securities LLC 12/11/2019 2018 4 G-37
ES1020997 A7104 Clean Energy Capital Securities LLC 12/11/2019 2018 3 G-37
ES1020966 A7104 Clean Energy Capital Securities LLC 12/11/2019 2018 2 G-37
ER986885 A3509 Midland Securities, Ltd. 12/09/2019 2019 2 Amendment
ER986008 B0467 Bank of the West 12/05/2019 2019 3 G-37
ER985932 A6349 Waddell & Reed, Inc. 12/05/2019 G-37x
ER983037 A6862 Spire Securities, LLC 12/02/2019 2019 3 G-37
ER982851 K1200 Isosceles & Company 12/01/2019 2019 3 G-37
ES1019649 K0547 CSG Advisors Incorporated 11/26/2019 2019 3 Amendment
ES1019490 K0917 Query & Associates LLC 11/26/2019 2018 1 G-37
ER981477 A3533 Scully Capital Securities Corp. 11/26/2019 2019 3 G-37
ES1019489 K0917 Query & Associates LLC 11/26/2019 2019 2 G-37
ER981479 K0917 Query & Associates LLC 11/26/2019 2019 3 G-37
ER980473 K0275 G.L. Hicks Financial, LLC 11/22/2019 2019 3 G-37
ER980047 K0278 Wye River Capital, Inc. 11/22/2019 2019 3 G-37
ER980061 K0278 Wye River Capital, Inc. 11/22/2019 2019 2 G-37
ER979077 A5361 AdCap Securities, LLC. 11/20/2019 2019 3 G-37
ER977746 K0376 W J Fawell LLC 11/17/2019 2019 3 G-37
ES1018698 K1057 p3point 11/14/2019 2019 3 G-37
Political Contributions Search

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter one or more values below and then press the Search button. Some fields below are optional but you must provide some search criteria.
Large searches may take several minutes to complete.

Dealer/Municipal Advisor Name:
MSRB ID:
Form Type:
Enter a range for the quarter(s) and year(s) for which the forms were submitted.
The range begins in the quarter of the "Year From" field and ends in the quarter of the "Year To" field.
Quarter / Year: -
Enter a range for the dates for which the forms were received by the MSRB.
Receive dates do NOT reflect the quarters for which the forms were submitted.
Date Received: -
 

© 2019 Municipal Securities Rulemaking Board (MSRB)

EMMA is a service of the Municipal Securities Rulemaking Board, which protects investors, state and local governments, and the public interest. Portions of EMMA data provided by Standard & Poor’s Securities Evaluations, Inc., CUSIP Global Services & American Bankers Association.

Ratings data are provided by the following and are reprinted with permission, and copyright notices for the respective owners are as follows: Copyright © 2019, Fitch, Inc. All rights reserved. Copyright © 2019, Kroll Bond Rating Agency, Inc., and/or its licensors and affiliates (together, "KBRA"). All rights reserved. Copyright © 2019, Moody's Corporation, Moody's Investors Service, Inc., Moody's Analytics, Inc. and/or their licensors and affiliates (collectively, "MOODY'S"). All rights reserved. Copyright © 2019, Standard and Poor’s Financial Services LLC. All rights reserved.

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