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Political Contributions

View disclosures in connection with political contributions made by dealers and municipal advisors to municipal entity officials, state and local political parties, and bond ballot referendum committees. Click on a submission ID to download a document. Learn more about political contribution disclosures.

Political Contributions by Dealer/Municipal Advisor

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter a full or partial dealer or municipal advisor name and click the green arrow. Large searches may take several minutes to complete. Click the Search button on the right to enter additional criteria to narrow down your search.

No. to Display: Total Record Count: 25
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Submission IDMSRB IDDealer/Municipal AdvisorDate ReceivedYearQuarterForm Type
P11101806 B0465 Liberty Bank and Trust Company 11/27/2020 2020 3 G-37
P11102297 K1195 MW Financial Advisory Services LLC 11/27/2020 2020 3 G-37
P11102189 A6897 CastleOak Securities, LP 11/25/2020 2020 3 G-37
P11101962 K0376 W J Fawell LLC 11/25/2020 2020 3 G-37
P21082233 K0252 Comer Capital Group, LLC 11/24/2020 2020 3 G-37
P21083069 A4973 Santander Securities LLC 11/24/2020 2019 4 G-37
P21083068 A4973 Santander Securities LLC 11/24/2020 2019 3 G-37
P21083067 A4973 Santander Securities LLC 11/24/2020 2019 2 G-37
P21083065 A4973 Santander Securities LLC 11/24/2020 2018 4 Amendment
P21083064 A4973 Santander Securities LLC 11/24/2020 2020 3 G-37
P21083063 A4973 Santander Securities LLC 11/24/2020 2020 2 G-37
P21083062 A4973 Santander Securities LLC 11/24/2020 2020 1 G-37
P21082628 A2167 General Securities Corp. 11/23/2020 2020 3 G-37
P21081915 K0420 THB Advisory LLC 11/20/2020 2020 3 G-37
P11100758 A4418 SMBC Nikko Securities America, Inc. 11/18/2020 2019 3 Amendment
P11100757 K0264 Public Advisory Consultants, Inc. 11/18/2020 2020 3 G-37
P11100267 K0557 Harris Housing Advisors, LLC 11/17/2020 2020 3 Amendment
P11099961 A4199 Riedl First Securities Co. of Kansas 11/17/2020 2020 3 Amendment
P11098438 K1281 Municipal Finance Strategies, LLC 11/13/2020 G-37x
P11098386 K0678 Miller Buckfire&Co., LLC 11/13/2020 2020 3 G-37
P11098389 A6983 Penserra Securities LLC 11/13/2020 2020 3 G-37
P11098066 A0682 Insight Securities, Inc. 11/13/2020 G-37x
P11097527 A7046 MUFG Securities Americas Inc. 11/12/2020 2019 4 Amendment
P11097531 A7046 MUFG Securities Americas Inc. 11/12/2020 2020 3 Amendment
P11097189 A1357 Thornton Farish Inc. 11/10/2020 2020 3 Amendment
Political Contributions Search

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter one or more values below and then press the Search button. Some fields below are optional but you must provide some search criteria.
Large searches may take several minutes to complete.

Dealer/Municipal Advisor Name:
MSRB ID:
Form Type:
Enter a range for the quarter(s) and year(s) for which the forms were submitted.
The range begins in the quarter of the "Year From" field and ends in the quarter of the "Year To" field.
Quarter / Year: -
Enter a range for the dates for which the forms were received by the MSRB.
Receive dates do NOT reflect the quarters for which the forms were submitted.
Date Received: -
 

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EMMA is a service of the Municipal Securities Rulemaking Board, which protects investors, state and local governments, and the public interest. Portions of EMMA data provided by Standard & Poor’s Securities Evaluations, Inc., CUSIP Global Services & American Bankers Association.

Ratings data are provided by the following and are reprinted with permission, and copyright notices for the respective owners are as follows: Copyright © 2020, Fitch, Inc. All rights reserved. Copyright © 2020, Kroll Bond Rating Agency, Inc., and/or its licensors and affiliates (together, "KBRA"). All rights reserved. Copyright © 2020, Moody's Corporation, Moody's Investors Service, Inc., Moody's Analytics, Inc. and/or their licensors and affiliates (collectively, "MOODY'S"). All rights reserved. Copyright © 2020, Standard and Poor’s Financial Services LLC. All rights reserved.

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