Electronic Municipal Market Access


Political Contributions

View disclosures in connection with political contributions made by dealers and municipal advisors to municipal entity officials, state and local political parties, and bond ballot referendum committees. Click on a submission ID to download a document. Learn more about political contribution disclosures.

Political Contributions by Dealer/Municipal Advisor

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter a full or partial dealer or municipal advisor name and click the green arrow. Large searches may take several minutes to complete. Click the Search button on the right to enter additional criteria to narrow down your search.

No. to Display: Total Record Count: 25
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Submission IDMSRB IDDealer/Municipal AdvisorDate ReceivedYearQuarterForm Type
P21271715 A6897 CastleOak Securities, LP 03/15/2023 2022 4 G-37
P21270975 A5665 Putnam Retail Management Limited Partnership 03/12/2023 2022 4 G-37
P21270796 A1313 Stifel, Nicolaus & Company,Inc 03/10/2023 2018 2 Amendment
P21270651 K0448 Armadale Capital Inc. 03/10/2023 2022 3 G-37
P21270648 K0448 Armadale Capital Inc. 03/10/2023 2022 2 G-37
P21270644 K0448 Armadale Capital Inc. 03/10/2023 2022 4 G-37
P21268213 A0489 FMSbonds, Inc. 03/02/2023 2022 4 Amendment
P21267087 A3944 Investment Placement Group 03/01/2023 G-37x
P21263761 A4258 RBC Capital Markets, LLC 02/23/2023 2022 4 Amendment
P21263757 A4258 RBC Capital Markets, LLC 02/23/2023 2022 3 Amendment
P21263755 A4258 RBC Capital Markets, LLC 02/23/2023 2022 2 Amendment
P21263741 A4258 RBC Capital Markets, LLC 02/23/2023 2022 1 Amendment
P21263734 A4258 RBC Capital Markets, LLC 02/23/2023 2021 4 Amendment
P21263732 A4258 RBC Capital Markets, LLC 02/23/2023 2021 3 Amendment
P21263728 A4258 RBC Capital Markets, LLC 02/23/2023 2021 2 Amendment
P21263724 A4258 RBC Capital Markets, LLC 02/23/2023 2021 1 Amendment
P21263680 A4258 RBC Capital Markets, LLC 02/23/2023 2020 4 Amendment
P21263320 K0653 Bretwood Capital Partners 02/22/2023 2022 4 G-37
P21261595 A4199 Riedl First Securities Co. of Kansas 02/17/2023 2022 4 G-37
P21258805 A6983 Penserra Securities LLC 02/13/2023 2022 4 G-37
P21256504 K0252 Comer Capital Group, LLC 02/07/2023 2022 4 G-37
P21256468 A7104 Clean Energy Capital Securities LLC 02/07/2023 2022 4 G-37
P21256464 A7104 Clean Energy Capital Securities LLC 02/07/2023 2022 3 G-37
P21256226 K0499 Reedy Financial Group P.C. 02/07/2023 2022 4 G-37
P21255717 A5341 TIAA -CREF Indivdl Inst'l Svcs, LLC 02/05/2023 2022 4 G-37
Political Contributions Search

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter one or more values below and then press the Search button. Some fields below are optional but you must provide some search criteria.
Large searches may take several minutes to complete.

Dealer/Municipal Advisor Name:
MSRB ID:
Form Type:
Enter a range for the quarter(s) and year(s) for which the forms were submitted.
The range begins in the quarter of the "Year From" field and ends in the quarter of the "Year To" field.
Quarter / Year: -
Enter a range for the dates for which the forms were received by the MSRB.
Receive dates do NOT reflect the quarters for which the forms were submitted.
Date Received: -
 

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Ratings data are provided by the following and are reprinted with permission, and copyright notices for the respective owners are as follows: Copyright © 2023, Fitch Ratings, Inc. All rights reserved. Copyright © 2023, Kroll Bond Rating Agency, Inc., and/or its licensors and affiliates (together, "KBRA"). All rights reserved. Copyright © 2023, Moody's Corporation, Moody's Investors Service, Inc., Moody's Analytics, Inc. and/or their licensors and affiliates (collectively, "MOODY'S"). All rights reserved. Copyright © 2023, Standard and Poor’s Financial Services LLC. All rights reserved.

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