Submission ID | MSRB ID | Dealer/Municipal Advisor | Date Received | Year | Quarter | Form Type |
P21329900
|
K0515
|
CIM Investment Management, Inc.
|
12/06/2023
|
2023
|
3
|
G-37
|
P21329795
|
A1481
|
Herbert J Sims & Co., Inc.
|
12/06/2023
|
2023
|
2
|
Amendment
|
P11294155
|
K1103
|
Sustainable Capital Advisors, LLC
|
12/05/2023
|
2023
|
3
|
G-37
|
P21328458
|
A3445
|
Beech Hill Securities
|
12/04/2023
|
2023
|
3
|
G-37
|
P11294841
|
K0554
|
Capitol Public Finance Group, LLC
|
12/01/2023
|
2023
|
1
|
Amendment
|
P11294433
|
K0623
|
John W, Meyer PhD
|
12/01/2023
|
2023
|
3
|
G-37
|
P11294293
|
K1105
|
Derivative Logic Inc.
|
12/01/2023
|
2023
|
3
|
G-37
|
P11294285
|
K1105
|
Derivative Logic Inc.
|
12/01/2023
|
2023
|
2
|
G-37
|
P11294282
|
K1105
|
Derivative Logic Inc.
|
12/01/2023
|
2023
|
1
|
G-37
|
P21327764
|
K0761
|
JLT Capital Partners LLC
|
11/30/2023
|
2023
|
3
|
G-37
|
P31108031
|
K1080
|
Zions Public Finance, Inc.
|
11/21/2023
|
2022
|
4
|
Amendment
|
P31108029
|
K1080
|
Zions Public Finance, Inc.
|
11/21/2023
|
2022
|
3
|
Amendment
|
P31108026
|
K1080
|
Zions Public Finance, Inc.
|
11/21/2023
|
2022
|
4
|
Amendment
|
P31108008
|
K1080
|
Zions Public Finance, Inc.
|
11/21/2023
|
2023
|
1
|
Amendment
|
P31107981
|
K1080
|
Zions Public Finance, Inc.
|
11/21/2023
|
2023
|
2
|
Amendment
|
P21324384
|
A4635
|
BLUESTEM CAPITAL PARTNERS, INC.
|
11/14/2023
|
2023
|
3
|
G-37
|
P21321508
|
K1034
|
RSI Group LLC
|
11/06/2023
|
2023
|
2
|
G-37
|
P21321402
|
K1183
|
R. G. Timbs, Inc
|
11/06/2023
|
2023
|
3
|
G-37
|
P21321394
|
A2602
|
T Rowe Price Investment Serv.
|
11/04/2023
|
2023
|
3
|
G-37
|
P21320817
|
K0826
|
Rice Advisory LLC
|
11/02/2023
|
2023
|
3
|
G-37
|
P21320813
|
K0826
|
Rice Advisory LLC
|
11/02/2023
|
2023
|
2
|
Amendment
|
P21320811
|
K0826
|
Rice Advisory LLC
|
11/02/2023
|
2023
|
2
|
G-37
|
P21320806
|
K0826
|
Rice Advisory LLC
|
11/02/2023
|
2023
|
1
|
G-37
|
P21320038
|
A6897
|
CastleOak Securities, LP
|
11/02/2023
|
2023
|
3
|
G-37
|
P21320312
|
K1195
|
MW Financial Advisory Services LLC
|
11/01/2023
|
2023
|
3
|
G-37
|