Political Contributions

View disclosures in connection with political contributions made by dealers and municipal advisors to municipal entity officials, state and local political parties, and bond ballot referendum committees. Click on a submission ID to download a document. Learn more about political contribution disclosures.

Political Contributions by Dealer/Municipal Advisor

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter a full or partial dealer or municipal advisor name and click the green arrow. Large searches may take several minutes to complete. Click the Search button on the right to enter additional criteria to narrow down your search.

No. to Display: Total Record Count: 25
Submission IDMSRB IDDealer/Municipal AdvisorDate ReceivedYearQuarterForm Type
P11121248 B0465 Liberty Bank and Trust Company 02/22/2021 2020 4 G-37
P11119733 A2328 Huntington Investment Company 02/17/2021 G-37x
P11119637 K1024 Terminus Municipal Advisors, LLC 02/17/2021 2020 4 G-37
P11118664 A6983 Penserra Securities LLC 02/16/2021 2020 4 G-37
P11118589 K0263 William Euphrat Municipal Finance, Inc. 02/15/2021 2020 4 Amendment
P11118446 K0469 Therber, Brock & Associates, LLC 02/15/2021 2020 4 G-37
P11117682 A2790 Roberts & Ryan Investments Inc 02/12/2021 2020 4 G-37
P11116047 A7304 H2C Securities Inc. 02/09/2021 2020 4 G-37
P31079376 A3627 Harbor Financial Services, L.L.C. 02/03/2021 2020 4 G-37
P21096237 K0872 USCA Municipal Advisors LLC 02/02/2021 2020 4 G-37
P21096030 A5571 USCA Securities LLC 02/02/2021 2020 4 G-37
P21095772 K0779 Crystal Financial Consultants, Inc. 02/02/2021 2020 4 G-37
P21095769 A2328 Huntington Investment Company 02/02/2021 2020 4 G-37
P21095709 A2845 Comerica Securities, Inc. 02/01/2021 G-37x
P21095286 A6158 American Century Investment Services, Inc. 02/01/2021 2020 4 G-37
P21095193 A5914 First National Capital Markets, Inc. 02/01/2021 2020 4 G-37
P11113194 K0514 Sperry Capital Inc. 02/01/2021 2020 4 G-37
P21094976 A6691 Horan Securities, Inc. 02/01/2021 G-37x
P21094956 A1492 Smith, Moore and Company 02/01/2021 2020 4 G-37
P11116225 K0110 Lamont Financial Services Corporation 02/01/2021 2020 4 G-37
P11116201 K0339 Government Consultants, Inc. 01/31/2021 2020 4 G-37
P11116203 K0160 Forsyth Street Advisors LLC 01/31/2021 2020 4 G-37
P11116199 A1562 National Financial Services LLC 01/31/2021 2020 4 G-37
P11116197 K1205 Municipal Advisors of Mississippi Inc. 01/31/2021 2020 4 G-37
P11116188 K0371 Stephen L. Smith Corp. 01/31/2021 2020 4 G-37
Political Contributions Search

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter one or more values below and then press the Search button. Some fields below are optional but you must provide some search criteria.
Large searches may take several minutes to complete.

Dealer/Municipal Advisor Name:
MSRB ID:
Form Type:
Enter a range for the quarter(s) and year(s) for which the forms were submitted.
The range begins in the quarter of the "Year From" field and ends in the quarter of the "Year To" field.
Quarter / Year: -
Enter a range for the dates for which the forms were received by the MSRB.
Receive dates do NOT reflect the quarters for which the forms were submitted.
Date Received: -