Submission ID | MSRB ID | Dealer/Municipal Advisor | Date Received | Year | Quarter | Form Type |
P21429591
|
A0365
|
DA Davidson & Company
|
02/12/2025
|
2024
|
3
|
Amendment
|
P21429583
|
A0365
|
DA Davidson & Company
|
02/12/2025
|
2024
|
2
|
Amendment
|
P21429577
|
A0365
|
DA Davidson & Company
|
02/12/2025
|
2024
|
1
|
Amendment
|
P21427000
|
A6973
|
North South Capital, LLC
|
02/06/2025
|
2024
|
4
|
G-37
|
P21426011
|
A7104
|
Clean Energy Capital Securities LLC
|
02/04/2025
|
2024
|
2
|
G-37
|
P21426009
|
A7104
|
Clean Energy Capital Securities LLC
|
02/04/2025
|
2024
|
3
|
G-37
|
P21426006
|
A7104
|
Clean Energy Capital Securities LLC
|
02/04/2025
|
2024
|
4
|
G-37
|
P21425344
|
A4199
|
Riedl First Securities Co. of Kansas
|
02/03/2025
|
2024
|
4
|
G-37
|
P21425247
|
A6497
|
First Public, LLC
|
02/03/2025
|
2024
|
4
|
G-37
|
P11382037
|
K0214
|
Caldwell Flores Winters, Inc
|
01/31/2025
|
2024
|
4
|
G-37
|
P11382051
|
K1169
|
CFW Advisory Services, LLC
|
01/31/2025
|
2024
|
4
|
G-37
|
P11382005
|
A6230
|
Western Growers Financial Services
|
01/31/2025
|
2024
|
4
|
G-37
|
P11381896
|
K1277
|
PFM CALIFORNIA ADVISORS LLC
|
01/31/2025
|
2024
|
4
|
G-37
|
P11381886
|
K0949
|
PFM Swap Advisors LLC
|
01/31/2025
|
2024
|
4
|
G-37
|
P11381794
|
K1162
|
PFM Financial Advisors LLC
|
01/31/2025
|
2024
|
4
|
G-37
|
P11381716
|
A7050
|
Caldwell Sutter Capital, Inc.
|
01/31/2025
|
2024
|
4
|
G-37
|
P11381747
|
K1336
|
TenSquare LLC
|
01/31/2025
|
2024
|
4
|
G-37
|
P11381711
|
A6991
|
Rockfleet Financial Services, Inc.
|
01/31/2025
|
2024
|
4
|
G-37
|
P11381513
|
K0276
|
Fieldman, Rolapp & Associates, Inc.
|
01/31/2025
|
2024
|
4
|
G-37
|
P11381688
|
K0810
|
Independent Public Advisors, LLC
|
01/31/2025
|
2024
|
4
|
G-37
|
P11381685
|
A1555
|
POPULAR SECURITIES, LLC
|
01/31/2025
|
2024
|
4
|
G-37
|
P11381649
|
A1172
|
Raymond James & Assoc., Inc.
|
01/31/2025
|
2024
|
4
|
G-37
|
P11381566
|
A0516
|
Folger Nolan Fleming Douglas
|
01/31/2025
|
2024
|
4
|
G-37
|
P11381535
|
K1256
|
Kosmont Transactions Services, Inc.
|
01/31/2025
|
2024
|
4
|
G-37
|
P11381541
|
K0362
|
CapM Funding
|
01/31/2025
|
2024
|
4
|
G-37
|