Municipal Securities Rulemaking Board

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Political Contributions

View disclosures in connection with political contributions made by dealers and municipal advisors to municipal entity officials, state and local political parties, and bond ballot referendum committees. Click on a submission ID to download a document. Learn more about political contribution disclosures.

Political Contributions by Dealer/Municipal Advisor

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter a full or partial dealer or municipal advisor name and click the green arrow. Large searches may take several minutes to complete. Click the Search button on the right to enter additional criteria to narrow down your search.

No. to Display: Total Record Count: 25
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Submission IDMSRB IDDealer/Municipal AdvisorDate ReceivedYearQuarterForm Type
ES888651 A3686 Alamo Capital 04/24/2018 2018 1 G-37
ES888719 A6158 American Century Investment Services, Inc. 04/24/2018 2018 1 G-37
ES888672 A1492 Smith, Moore and Company 04/24/2018 2018 1 G-37
ES888648 A0763 Wulff, Hansen & Company 04/24/2018 2018 1 G-37
ES888736 K0108 Del Rio Advisors, LLC 04/24/2018 2018 1 G-37
ES888742 K0772 NHA Advisors, LLC 04/24/2018 2018 1 G-37
ES888747 K0639 NBS Government Finance Group 04/24/2018 2018 1 G-37
ES888751 K0143 BLX Group LLC 04/24/2018 2018 1 G-37
ES888753 K0151 Yuba Group LLC 04/24/2018 2018 1 G-37
ES888618 K1140 Northeast Municipal Advisors LLC 04/24/2018 2018 1 G-37
ES888615 A5139 Loop Capital Markets, L.L.C. 04/24/2018 2018 1 G-37
ES888393 A2469 First Empire Securities, Inc. 04/24/2018 2018 1 G-37
ES888458 A4134 Investment Professionals, Inc. 04/24/2018 2018 1 G-37
ES888500 A0488 First Manhattan Co. 04/24/2018 2018 1 G-37
ES888504 A1963 Harvest Financial Corporation 04/24/2018 2018 1 G-37
ES888527 A6789 Guggenheim Securities, LLC 04/24/2018 2018 1 G-37
ES888367 A2043 Bernardi Securities, Inc. 04/24/2018 2018 1 G-37
ES888442 K0103 Stephen H. McDonald & Associates, Inc. 04/24/2018 2018 1 G-37
ES888487 K0988 KeyBank Municipal Advisor Department 04/24/2018 2018 1 G-37
ES888484 K0222 Crowe Horwath LLP 04/24/2018 2018 1 G-37
ES888119 K0119 Mohanty Gargiulo LLC 04/23/2018 2018 1 G-37
ES888122 K0161 Rathmann & Associates, L.P. 04/23/2018 2018 1 G-37
ES888138 K0303 Peters Municipal Consultants, LTD 04/23/2018 2018 1 G-37
ES888151 A1481 Herbert J Sims & Co., Inc. 04/23/2018 2018 1 G-37
ES888291 A5215 Saperston Asset Mngmt., Inc. 04/23/2018 2018 1 G-37
Political Contributions Search

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter one or more values below and then press the Search button. Some fields below are optional but you must provide some search criteria.
Large searches may take several minutes to complete.

Dealer/Municipal Advisor Name:
MSRB ID:
Form Type:
Enter a range for the quarter(s) and year(s) for which the forms were submitted.
The range begins in the quarter of the "Year From" field and ends in the quarter of the "Year To" field.
Quarter / Year: -
Enter a range for the dates for which the forms were received by the MSRB.
Receive dates do NOT reflect the quarters for which the forms were submitted.
Date Received: -
 

© 2018 Municipal Securities Rulemaking Board (MSRB)

EMMA is a service of the Municipal Securities Rulemaking Board, which protects investors, state and local governments, and the public interest. Portions of EMMA data provided by Standard & Poor’s Securities Evaluations, Inc., CUSIP Global Services & American Bankers Association.

Ratings data are provided by the following and are reprinted with permission, and copyright notices for the respective owners are as follows: Copyright © 2018, Fitch, Inc. All rights reserved. Copyright © 2018, Kroll Bond Rating Agency, Inc., and/or its licensors and affiliates (together, "KBRA"). All rights reserved. Copyright © 2018, Moody's Corporation, Moody's Investors Service, Inc., Moody's Analytics, Inc. and/or their licensors and affiliates (collectively, "MOODY'S"). All rights reserved. Copyright © 2018, Standard and Poor’s Financial Services LLC. All rights reserved.

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