Electronic Municipal Market Access


Political Contributions

View disclosures in connection with political contributions made by dealers and municipal advisors to municipal entity officials, state and local political parties, and bond ballot referendum committees. Click on a submission ID to download a document. Learn more about political contribution disclosures.

Political Contributions by Dealer/Municipal Advisor

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter a full or partial dealer or municipal advisor name and click the green arrow. Large searches may take several minutes to complete. Click the Search button on the right to enter additional criteria to narrow down your search.

No. to Display: Total Record Count: 25
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Submission IDMSRB IDDealer/Municipal AdvisorDate ReceivedYearQuarterForm Type
ES1036012 A5341 TIAA -CREF Indivdl Inst'l Svcs, LLC 02/25/2020 2019 4 G-37
ER968072 A7406 Tribal Capital Markets, LLC 02/22/2020 2017 3 Amendment
ER968069 A7406 Tribal Capital Markets, LLC 02/22/2020 2017 2 Amendment
ER968076 A7406 Tribal Capital Markets, LLC 02/22/2020 2018 1 Amendment
ER966717 A7406 Tribal Capital Markets, LLC 02/22/2020 2019 2 Amendment
ER968078 A7406 Tribal Capital Markets, LLC 02/22/2020 2018 3 Amendment
ER968080 A7406 Tribal Capital Markets, LLC 02/22/2020 2018 4 Amendment
ER1008983 K1259 MEKETA INVESTMENT GROUP INC /ADV 02/20/2020 2019 4 G-37
ER1008869 K1259 MEKETA INVESTMENT GROUP INC /ADV 02/20/2020 2019 3 G-37
ER1008412 K1177 MAS Financial Advisory Services LLC 02/19/2020 2019 4 G-37
ES1033698 A6983 Penserra Securities LLC 02/13/2020 2019 4 G-37
ES1031684 A7515 Old Mission Capital LLC 02/12/2020 2019 4 G-37
ES1032508 A0079 Robert W Baird & Co., Inc. 02/12/2020 2019 1 Amendment
ES1031890 A4080 Winslow, Evans & Crocker, Inc. 02/11/2020 2019 4 G-37
ES1031695 K0599 IMG Rebel Advisory, Inc. 02/10/2020 2019 4 G-37
ES1031534 K0616 Long-Economic Development Advisors, LLC 02/10/2020 2019 4 G-37
ER1007023 A7140 Central States Capital Markets, LLC 02/07/2020 2019 4 G-37
ER1007019 A2055 Selkirk Investments, Inc. 02/06/2020 G-37x
ER1006952 A1126 Piper Sandler & Co. 02/06/2020 2019 4 Amendment
ER1006448 K0243 Northwest Municipal Advisors, Inc. 02/05/2020 2019 4 G-37
ER1006421 A4303 Great Pacific Securities 02/05/2020 2019 4 G-37
EP811523 K1219 Marathon Capital Strategies, LLC 02/05/2020 2019 4 G-37
ES1030669 K0371 Stephen L. Smith Corp. 02/01/2020 2019 4 G-37
ES1030634 K0264 Public Advisory Consultants, Inc. 01/31/2020 2019 4 G-37
ES1030599 K0666 Raftelis Financial Consultants, Inc. 01/31/2020 2019 4 G-37
Political Contributions Search

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter one or more values below and then press the Search button. Some fields below are optional but you must provide some search criteria.
Large searches may take several minutes to complete.

Dealer/Municipal Advisor Name:
MSRB ID:
Form Type:
Enter a range for the quarter(s) and year(s) for which the forms were submitted.
The range begins in the quarter of the "Year From" field and ends in the quarter of the "Year To" field.
Quarter / Year: -
Enter a range for the dates for which the forms were received by the MSRB.
Receive dates do NOT reflect the quarters for which the forms were submitted.
Date Received: -
 

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Ratings data are provided by the following and are reprinted with permission, and copyright notices for the respective owners are as follows: Copyright © 2020, Fitch, Inc. All rights reserved. Copyright © 2020, Kroll Bond Rating Agency, Inc., and/or its licensors and affiliates (together, "KBRA"). All rights reserved. Copyright © 2020, Moody's Corporation, Moody's Investors Service, Inc., Moody's Analytics, Inc. and/or their licensors and affiliates (collectively, "MOODY'S"). All rights reserved. Copyright © 2020, Standard and Poor’s Financial Services LLC. All rights reserved.

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