Electronic Municipal Market Access


Political Contributions

View disclosures in connection with political contributions made by dealers and municipal advisors to municipal entity officials, state and local political parties, and bond ballot referendum committees. Click on a submission ID to download a document. Learn more about political contribution disclosures.

Political Contributions by Dealer/Municipal Advisor

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter a full or partial dealer or municipal advisor name and click the green arrow. Large searches may take several minutes to complete. Click the Search button on the right to enter additional criteria to narrow down your search.

No. to Display: Total Record Count: 25
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Submission IDMSRB IDDealer/Municipal AdvisorDate ReceivedYearQuarterForm Type
P21329900 K0515 CIM Investment Management, Inc. 12/06/2023 2023 3 G-37
P21329795 A1481 Herbert J Sims & Co., Inc. 12/06/2023 2023 2 Amendment
P11294155 K1103 Sustainable Capital Advisors, LLC 12/05/2023 2023 3 G-37
P21328458 A3445 Beech Hill Securities 12/04/2023 2023 3 G-37
P11294841 K0554 Capitol Public Finance Group, LLC 12/01/2023 2023 1 Amendment
P11294433 K0623 John W, Meyer PhD 12/01/2023 2023 3 G-37
P11294293 K1105 Derivative Logic Inc. 12/01/2023 2023 3 G-37
P11294285 K1105 Derivative Logic Inc. 12/01/2023 2023 2 G-37
P11294282 K1105 Derivative Logic Inc. 12/01/2023 2023 1 G-37
P21327764 K0761 JLT Capital Partners LLC 11/30/2023 2023 3 G-37
P31108031 K1080 Zions Public Finance, Inc. 11/21/2023 2022 4 Amendment
P31108029 K1080 Zions Public Finance, Inc. 11/21/2023 2022 3 Amendment
P31108026 K1080 Zions Public Finance, Inc. 11/21/2023 2022 4 Amendment
P31108008 K1080 Zions Public Finance, Inc. 11/21/2023 2023 1 Amendment
P31107981 K1080 Zions Public Finance, Inc. 11/21/2023 2023 2 Amendment
P21324384 A4635 BLUESTEM CAPITAL PARTNERS, INC. 11/14/2023 2023 3 G-37
P21321508 K1034 RSI Group LLC 11/06/2023 2023 2 G-37
P21321402 K1183 R. G. Timbs, Inc 11/06/2023 2023 3 G-37
P21321394 A2602 T Rowe Price Investment Serv. 11/04/2023 2023 3 G-37
P21320817 K0826 Rice Advisory LLC 11/02/2023 2023 3 G-37
P21320813 K0826 Rice Advisory LLC 11/02/2023 2023 2 Amendment
P21320811 K0826 Rice Advisory LLC 11/02/2023 2023 2 G-37
P21320806 K0826 Rice Advisory LLC 11/02/2023 2023 1 G-37
P21320038 A6897 CastleOak Securities, LP 11/02/2023 2023 3 G-37
P21320312 K1195 MW Financial Advisory Services LLC 11/01/2023 2023 3 G-37
Political Contributions Search

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter one or more values below and then press the Search button. Some fields below are optional but you must provide some search criteria.
Large searches may take several minutes to complete.

Dealer/Municipal Advisor Name:
MSRB ID:
Form Type:
Enter a range for the quarter(s) and year(s) for which the forms were submitted.
The range begins in the quarter of the "Year From" field and ends in the quarter of the "Year To" field.
Quarter / Year: -
Enter a range for the dates for which the forms were received by the MSRB.
Receive dates do NOT reflect the quarters for which the forms were submitted.
Date Received: -
 

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