Submission ID | MSRB ID | Dealer/Municipal Advisor | Date Received | Year | Quarter | Form Type |
P11264362
|
K0169
|
Kidwell & Company Inc.
|
05/27/2023
|
2023
|
1
|
G-37
|
P21296198
|
K0611
|
Blue Rose Capital Advisors, LLC
|
05/22/2023
|
2023
|
1
|
G-37
|
P21296108
|
K0952
|
Excelsior Capital Advisory Services LLC
|
05/22/2023
|
2023
|
1
|
G-37
|
P21295673
|
K1183
|
R. G. Timbs, Inc
|
05/19/2023
|
2023
|
1
|
G-37
|
P21295353
|
K0120
|
Kaiser Wealth Management
|
05/18/2023
|
2023
|
1
|
G-37
|
P21295235
|
K0109
|
Guardian Advisors, LLC
|
05/18/2023
|
2023
|
1
|
G-37
|
P21293567
|
K0469
|
Therber, Brock & Associates, LLC
|
05/15/2023
|
2023
|
1
|
G-37
|
P21291097
|
B0350
|
Country Club Bank
|
05/09/2023
|
2023
|
1
|
G-37
|
P21290186
|
A6013
|
Sentinel Securities, Inc.
|
05/05/2023
|
2023
|
1
|
G-37
|
P21289568
|
K0205
|
A. M. Peche & Associates LLC
|
05/04/2023
|
2023
|
1
|
G-37
|
P21289085
|
K0435
|
Sudsina & Associates, LLC
|
05/02/2023
|
2023
|
1
|
G-37
|
P21289081
|
K0810
|
Independent Public Advisors, LLC
|
05/02/2023
|
2023
|
1
|
G-37
|
P21289038
|
A7413
|
ARK Global LLC
|
05/02/2023
|
2023
|
1
|
G-37
|
P21288725
|
A2966
|
RICE FINANCIAL PRODUCTS COMPANY
|
05/02/2023
|
2023
|
1
|
G-37
|
P21288683
|
A2167
|
General Securities Corp.
|
05/02/2023
|
2023
|
1
|
G-37
|
P21288275
|
K0414
|
Bartle Wells Associates
|
05/01/2023
|
2023
|
1
|
G-37
|
P21287969
|
A3678
|
Multi-Bank Securities, Inc.
|
05/01/2023
|
2023
|
1
|
G-37
|
P21287973
|
K0499
|
Reedy Financial Group P.C.
|
05/01/2023
|
2023
|
1
|
G-37
|
P21287868
|
A1290
|
Hilltop Securities Inc.
|
05/01/2023
|
2023
|
1
|
G-37
|
P11263239
|
K0871
|
Steven Gortler
|
05/01/2023
|
2023
|
1
|
G-37
|
P11263216
|
A5738
|
Municipal Capital Markets Group, Inc.
|
04/30/2023
|
2023
|
1
|
G-37
|
P11263198
|
K0293
|
Stanley P. Stone & Associates, Inc.
|
04/30/2023
|
2023
|
1
|
G-37
|
P11263190
|
K1147
|
Municipal Capital Advisors LLC
|
04/30/2023
|
2023
|
1
|
G-37
|
P11263178
|
K0491
|
Phoenix Capital Partners, LLP
|
04/30/2023
|
2023
|
1
|
G-37
|
P11263120
|
K0152
|
WM Financial Strategies
|
04/30/2023
|
2023
|
1
|
G-37
|