Municipal Securities Rulemaking Board::EMMA

Political Contributions

View disclosures in connection with political contributions made by dealers and municipal advisors to municipal entity officials, state and local political parties, and bond ballot referendum committees. Click on a submission ID to download a document. Learn more about political contribution disclosures.

Political Contributions by Dealer/Municipal Advisor

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter a full or partial dealer or municipal advisor name and click the green arrow. Large searches may take several minutes to complete. Click the Search button on the right to enter additional criteria to narrow down your search.

Dealer/Municipal Advisor Name:

No. to Display: Total Record Count: 25

Submission ID	MSRB ID	Dealer/Municipal Advisor	Date Received	Year	Quarter	Form Type
ES932815	K0190	South Avenue Investment Partners LLC	10/20/2018	2018	3	G-37
ER895419	K0117	Phoenix Advisors, LLC	10/19/2018	2018	3	G-37
ES932680	K0138	cfX Inc	10/19/2018	2018	3	G-37
ES932641	A3509	Midland Securities, Ltd.	10/19/2018	2018	3	G-37
ES932636	A0668	JJB Hilliard, WL Lyons, LLC	10/19/2018	2018	3	Amendment
ER896960	A0668	JJB Hilliard, WL Lyons, LLC	10/19/2018	2018	3	G-37
ES932596	K1047	IRR Corporate & Public Finance, LLC	10/19/2018	2018	3	G-37
ES932572	K1053	CliftonLarsonAllen Municipal Advisors LLC	10/19/2018	2018	3	G-37
ES932542	A1062	Nuveen Securities, LLC	10/19/2018	2018	3	G-37
ES932548	A5232	Jefferies LLC	10/19/2018	2018	3	G-37
ES932495	A7266	Hartford Funds Distributors, LLC	10/19/2018	2018	3	G-37
ES932486	K1229	Webb Municipal Finance, LLC	10/18/2018	2018	3	G-37
ES932476	A4820	Guggenheim Funds Distributors, LLC.	10/18/2018	2018	3	G-37
ES930105	A7242	Benchmark Securities LLC	10/18/2018	2018	3	G-37
ES932335	K0364	Oyster River Capital LP	10/18/2018	2018	3	G-37
ES932311	A1887	R Seelaus & Co., Inc.	10/18/2018	2018	3	G-37
ES932276	A5139	Loop Capital Markets, L.L.C.	10/18/2018	2018	3	G-37
ES932269	K0322	UNION BANK & TRUST CO /NE/	10/18/2018	2018	3	G-37
ES932242	K0220	Bendzinski & Co.	10/18/2018	2018	3	G-37
ES932245	A6973	North South Capital, LLC	10/18/2018	2018	3	G-37
ES931923	A7377	Jones Lang LaSalle Securities, LLC	10/18/2018	2018	2	Amendment
ES932192	A0860	Ladenburg, Thalmann & Co., Inc	10/18/2018	2018	3	G-37
ES932186	K0639	NBS Government Finance Group	10/18/2018	2018	3	Amendment
ES932185	K0219	Swap Financial Group, LLC	10/18/2018	2018	3	G-37
ES932125	A0125	Sanford C Bernstein & Co.,LLC	10/18/2018	2018	3	G-37

Political Contributions Search

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter one or more values below and then press the Search button. Some fields below are optional but you must provide some search criteria.
Large searches may take several minutes to complete.

Dealer/Municipal Advisor Name:
MSRB ID:
Form Type:

Enter a range for the quarter(s) and year(s) for which the forms were submitted. The range begins in the quarter of the "Year From" field and ends in the quarter of the "Year To" field.
Quarter / Year: -

Enter a range for the dates for which the forms were received by the MSRB. Receive dates do NOT reflect the quarters for which the forms were submitted.
Date Received:		-

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Political Contributions