Municipal Securities Rulemaking Board

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Political Contributions

View disclosures in connection with political contributions made by dealers and municipal advisors to municipal entity officials, state and local political parties, and bond ballot referendum committees. Click on a submission ID to download a document. Learn more about political contribution disclosures.

Political Contributions by Dealer/Municipal Advisor

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter a full or partial dealer or municipal advisor name and click the green arrow. Large searches may take several minutes to complete. Click the Search button on the right to enter additional criteria to narrow down your search.

No. to Display: Total Record Count: 25
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Submission IDMSRB IDDealer/Municipal AdvisorDate ReceivedYearQuarterForm Type
ER835447 A4437 Signator Investors Inc. 06/27/2017 2017 1 G-37
ER834968 A1487 Citigroup Global Markets Inc. 06/26/2017 2017 1 Amendment
ER834844 K1112 Nielsen Stephen M 06/26/2017 2017 1 G-37
ER834184 K0737 National Healthcare Capital LLC 06/23/2017 2017 1 Amendment
ER834194 K0737 National Healthcare Capital LLC 06/23/2017 2016 4 Amendment
ER834062 K0737 National Healthcare Capital LLC 06/23/2017 2017 1 G-37
ER833667 A6257 G.L.S. & Associates, Inc. 06/23/2017 G-37x
ER832168 A7459 PENSIONMARK SECURITIES, LLC. 06/21/2017 G-37x
EP786524 A3686 Alamo Capital 06/07/2017 2017 1 Amendment
EP786522 A3686 Alamo Capital 06/07/2017 2016 3 Amendment
EP786516 A3686 Alamo Capital 06/07/2017 2016 2 Amendment
EP786112 K0236 Municipal Finance Services, Inc. 06/06/2017 2017 1 Amendment
EP786107 K0236 Municipal Finance Services, Inc. 06/06/2017 2016 4 Amendment
EP786095 A4166 NYLife Securities LLC 06/06/2017 G-37x
EP786060 K0616 Long-Economic Development Advisors, LLC 06/06/2017 2017 1 G-37
EP785955 K0236 Municipal Finance Services, Inc. 06/06/2017 2016 3 Amendment
EP785024 K0435 Sudsina & Associates, LLC 06/02/2017 2017 1 G-37
EP784998 K0435 Sudsina & Associates, LLC 06/02/2017 2016 4 G-37
ER829500 K1068 National Capital Resources, LLC 05/30/2017 2017 1 G-37
EP784389 K1103 Sustainable Capital Advisors, LLC 05/26/2017 2017 1 G-37
EP784388 K1103 Sustainable Capital Advisors, LLC 05/26/2017 2016 4 G-37
EP783839 K1161 CAPITAL ADVISORY PARTNERS LLC 05/25/2017 2017 1 G-37
EP783838 K1161 CAPITAL ADVISORY PARTNERS LLC 05/25/2017 2016 4 G-37
EP783735 A7280 Salomon Whitney Financial 05/24/2017 2017 1 G-37
EP782743 K0491 Phoenix Capital Partners, LLP 05/23/2017 2017 1 G-37
Political Contributions Search

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter one or more values below and then press the Search button. Some fields below are optional but you must provide some search criteria.
Large searches may take several minutes to complete.

Dealer/Municipal Advisor Name:
MSRB ID:
Form Type:
Enter a range for the quarter(s) and year(s) for which the forms were submitted.
The range begins in the quarter of the "Year From" field and ends in the quarter of the "Year To" field.
Quarter / Year: -
Enter a range for the dates for which the forms were received by the MSRB.
Receive dates do NOT reflect the quarters for which the forms were submitted.
Date Received: -
 

© 2017 Municipal Securities Rulemaking Board (MSRB)

EMMA is a service of the Municipal Securities Rulemaking Board, which protects investors, state and local governments, and the public interest. Portions of EMMA data provided by Standard & Poor’s Securities Evaluations, Inc., CUSIP Global Services & American Bankers Association.

Ratings data are provided by the following and are reprinted with permission, and copyright notices for the respective owners are as follows: Copyright © 2017, Fitch, Inc. All rights reserved. Copyright © 2017, Kroll Bond Rating Agency, Inc., and/or its licensors and affiliates (together, "KBRA"). All rights reserved. Copyright © 2017, Moody's Corporation, Moody's Investors Service, Inc., Moody's Analytics, Inc. and/or their licensors and affiliates (collectively, "MOODY'S"). All rights reserved. Copyright © 2017, Standard and Poor’s Financial Services LLC. All rights reserved.

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