Education Center

This page has been relocated or removed. Being redirected to new location.

What You Should Know Before Investing

There are many things you should know and consider before making a decision to invest, whether in municipal bonds, 529 college savings plans or any other investment. Some – but not necessarily all – of these considerations are discussed below.

  • Know Yourself

  • Know Your Investment

  • Understand the Risks

  • Disclosure to Customers

  • Suitability of Recommended Transactions

  • Broker-Dealer and Bank Compensation - Mark-Ups and Commissions

  • The Role of Regulation