Political Contributions

View disclosures in connection with political contributions made by dealers and municipal advisors to municipal entity officials, state and local political parties, and bond ballot referendum committees. Click on a submission ID to download a document. Learn more about political contribution disclosures.

Political Contributions by Dealer/Municipal Advisor

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter a full or partial dealer or municipal advisor name and click the green arrow. Large searches may take several minutes to complete. Click the Search button on the right to enter additional criteria to narrow down your search.

No. to Display: Total Record Count: 25
Submission IDMSRB IDDealer/Municipal AdvisorDate ReceivedYearQuarterForm Type
ER800670 K0219 Swap Financial Group, LLC 01/23/2017 2016 4 G-37
ER800653 K0547 CSG Advisors Incorporated 01/23/2017 2016 4 G-37
ER800621 K1063 Compass Municipal Advisors, LLC 01/23/2017 2016 4 G-37
ER800612 K0232 Wisconsin Public Finance Professionals, LLC 01/23/2017 2016 4 G-37
ER800559 B0286 UMB Bank, n.a. 01/23/2017 2016 4 G-37
ER800553 A6158 American Century Investment Services, Inc. 01/23/2017 2016 4 G-37
ER800525 K0353 American Deposit Management LLC 01/23/2017 2016 4 G-37
ER800515 K0114 Munistat Services, Inc. 01/23/2017 2016 4 G-37
ER800498 A7363 FTN Financial Securities Corp 01/23/2017 2016 4 G-37
ER800430 A1231 Rothschild Investment Corp. 01/23/2017 2016 4 G-37
ER800414 A6707 Legg Mason Investor Services, LLC 01/23/2017 2016 4 G-37
ER800377 K0119 Mohanty Gargiulo LLC 01/23/2017 2016 4 G-37
ER800379 K0161 Rathmann & Associates, L.P. 01/23/2017 2016 4 G-37
ER800376 K0273 JNA Consulting Group, LLC 01/23/2017 2016 4 G-37
ER800373 K0128 C.M.de Crinis & Co., Inc. 01/23/2017 2016 4 G-37
ER800367 K0186 Blitch Associates, Inc. 01/23/2017 2016 4 G-37
ER800365 K0633 Municipal Resource Advisors, LLC 01/23/2017 2016 4 G-37
ER800120 A1303 Stephens Inc. 01/23/2017 2016 3 Amendment
ER800253 K0169 Kidwell & Company Inc. 01/23/2017 2016 4 Amendment
ER800272 K0205 A. M. Peche & Associates LLC 01/23/2017 2016 4 G-37
ER800256 K0481 Austin Meade Financial Ltd 01/23/2017 2016 4 G-37
ER800254 K0308 Eppinger & Associates, LLC 01/23/2017 2016 4 G-37
ER800059 K0786 Eastshore Consulting LLC 01/20/2017 2016 4 G-37
ER799933 A0488 First Manhattan Co. 01/20/2017 2016 4 G-37
ER799920 A5665 Putnam Retail Management Limited Partnership 01/20/2017 2016 4 G-37

Political Contributions Search

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter one or more values below and then press the Search button. Some fields below are optional but you must provide some search criteria.
Large searches may take several minutes to complete.

Dealer/Municipal Advisor Name:
MSRB ID:
Form Type:
Enter a range for the quarter(s) and year(s) for which the forms were submitted.
The range begins in the quarter of the "Year From" field and ends in the quarter of the "Year To" field.
Quarter / Year: -
Enter a range for the dates for which the forms were received by the MSRB.
Receive dates do NOT reflect the quarters for which the forms were submitted.
Date Received: -