Political Contributions

View disclosures in connection with political contributions made by dealers and municipal advisors to municipal entity officials, state and local political parties, and bond ballot referendum committees. Click on a submission ID to download a document. Learn more about political contribution disclosures.

Political Contributions by Dealer/Municipal Advisor

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter a full or partial dealer or municipal advisor name and click the green arrow. Large searches may take several minutes to complete. Click the Search button on the right to enter additional criteria to narrow down your search.

No. to Display: Total Record Count: 25
Submission IDMSRB IDDealer/Municipal AdvisorDate ReceivedYearQuarterForm Type
ES794599 K0871 Steven Gortler 02/22/2017 2016 4 G-37
ER813525 A6881 Kipling Jones & Co., Ltd. 02/22/2017 2016 3 G-37
ER813520 A6881 Kipling Jones & Co., Ltd. 02/22/2017 2016 2 G-37
ER813512 A6881 Kipling Jones & Co., Ltd. 02/22/2017 2016 1 G-37
ER813498 K0211 Bernard P. Donegan, Inc. 02/22/2017 2016 4 G-37
ER813379 K1006 Trilogy Consulting, LLC 02/22/2017 2016 4 G-37
ER813196 A7140 Central States Capital Markets, LLC 02/22/2017 2016 3 Amendment
ER813167 A7140 Central States Capital Markets, LLC 02/22/2017 2016 2 Amendment
ER813010 K0554 Capitol Public Finance Group, LLC 02/22/2017 2016 4 G-37
ER812451 A1039 Neuberger Berman BD LLC 02/17/2017 2016 4 G-37
ER812367 K1054 Public Alternative Advisors, LLC 02/17/2017 2016 4 G-37
ER812291 A7140 Central States Capital Markets, LLC 02/17/2017 2016 4 Amendment
ER812255 A7140 Central States Capital Markets, LLC 02/17/2017 2016 3 Amendment
ER811978 A7140 Central States Capital Markets, LLC 02/17/2017 2016 2 Amendment
ER811688 K1090 Charter Municipal Advisory Group, LLC 02/17/2017 2016 4 G-37
ER811675 K1113 Special Districts Association of Oregon Advisory Services LLC 02/17/2017 2016 4 G-37
ES794222 A6907 Lebenthal & Co., LLC 02/13/2017 2016 4 G-37
ES793403 A5341 TIAA -CREF Indivdl Inst'l Svcs, LLC 02/10/2017 2016 4 G-37
ES793247 A5644 Tradition Securities and Derivatives Inc 02/10/2017 G-37x
ES793146 K0988 KeyBank Municipal Advisor Department 02/09/2017 2016 4 G-37
ES792998 A0455 Oppenheimer & Co. Inc. 02/09/2017 2016 2 Amendment
ES792995 A0455 Oppenheimer & Co. Inc. 02/09/2017 2015 3 Amendment
ES792770 A4080 Winslow, Evans & Crocker, Inc. 02/09/2017 2016 4 G-37
ES792631 A5953 Sturdivant & Co., Inc. 02/08/2017 2016 4 Amendment
ES792629 A5953 Sturdivant & Co., Inc. 02/08/2017 2016 4 G-37

Political Contributions Search

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter one or more values below and then press the Search button. Some fields below are optional but you must provide some search criteria.
Large searches may take several minutes to complete.

Dealer/Municipal Advisor Name:
MSRB ID:
Form Type:
Enter a range for the quarter(s) and year(s) for which the forms were submitted.
The range begins in the quarter of the "Year From" field and ends in the quarter of the "Year To" field.
Quarter / Year: -
Enter a range for the dates for which the forms were received by the MSRB.
Receive dates do NOT reflect the quarters for which the forms were submitted.
Date Received: -