Political Contributions

View disclosures in connection with political contributions made by dealers and municipal advisors to municipal entity officials, state and local political parties, and bond ballot referendum committees. Click on a submission ID to download a document. Learn more about political contribution disclosures.

Political Contributions by Dealer/Municipal Advisor

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter a full or partial dealer or municipal advisor name and click the green arrow. Large searches may take several minutes to complete. Click the Search button on the right to enter additional criteria to narrow down your search.

No. to Display: Total Record Count: 25
Submission IDMSRB IDDealer/Municipal AdvisorDate ReceivedYearQuarterForm Type
ES799386 A2091 PNC Capital Markets LLC 03/23/2017 2016 3 Amendment
ER814418 A7281 NMS Capital Advisors, LLC 03/15/2017 G-37x
ER814071 K0153 Kensington Capital Advisors, LLC 03/14/2017 2016 4 G-37
ES796416 K0638 Hendrickson Mark Allan 03/09/2017 2016 3 Amendment
ES796385 A0962 McLiney and Company 03/09/2017 2016 3 Amendment
ES795793 K0442 Grant & Associates LLC. 03/08/2017 2016 4 G-37
EP773495 A1313 Stifel, Nicolaus & Company,Inc 03/07/2017 2016 4 Amendment
EP772564 A2091 PNC Capital Markets LLC 03/03/2017 2016 2 Amendment
EP772003 A3678 Multi-Bank Securities, Inc. 03/03/2017 2016 4 G-37
EP769791 K0469 Therber, Brock & Associates, LLC 02/28/2017 2016 4 G-37
EP767339 K0253 Ross Financial 02/24/2017 2016 4 G-37
EP767329 K0253 Ross Financial 02/24/2017 2016 3 G-37
ES794599 K0871 Steven Gortler 02/22/2017 2016 4 G-37
ER813525 A6881 Kipling Jones & Co., Ltd. 02/22/2017 2016 3 G-37
ER813520 A6881 Kipling Jones & Co., Ltd. 02/22/2017 2016 2 G-37
ER813512 A6881 Kipling Jones & Co., Ltd. 02/22/2017 2016 1 G-37
ER813498 K0211 Bernard P. Donegan, Inc. 02/22/2017 2016 4 G-37
ER813379 K1006 Trilogy Consulting, LLC 02/22/2017 2016 4 G-37
ER813196 A7140 Central States Capital Markets, LLC 02/22/2017 2016 3 Amendment
ER813167 A7140 Central States Capital Markets, LLC 02/22/2017 2016 2 Amendment
ER813010 K0554 Capitol Public Finance Group, LLC 02/22/2017 2016 4 G-37
ER812451 A1039 Neuberger Berman BD LLC 02/17/2017 2016 4 G-37
ER812367 K1054 Public Alternative Advisors, LLC 02/17/2017 2016 4 G-37
ER812291 A7140 Central States Capital Markets, LLC 02/17/2017 2016 4 Amendment
ER812255 A7140 Central States Capital Markets, LLC 02/17/2017 2016 3 Amendment

Political Contributions Search

To search for Forms G-37, G-37x and G-38t (including former Form G-37/G-38), enter one or more values below and then press the Search button. Some fields below are optional but you must provide some search criteria.
Large searches may take several minutes to complete.

Dealer/Municipal Advisor Name:
MSRB ID:
Form Type:
Enter a range for the quarter(s) and year(s) for which the forms were submitted.
The range begins in the quarter of the "Year From" field and ends in the quarter of the "Year To" field.
Quarter / Year: -
Enter a range for the dates for which the forms were received by the MSRB.
Receive dates do NOT reflect the quarters for which the forms were submitted.
Date Received: -